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AKP

Alliance Californa Muni Fd
AKP

Delisted

AKP was delisted on the 2nd of May, 2019.

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Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$4.34M -$4.36M -295,873 -51%
BI
2
Bulldog Investors
New Jersey
– -$15M -1,012,453 Closed
SIA
3
Sit Investment Associates
Minnesota
– -$4.22M -285,533 Closed
IA
4
Icon Advisers
Colorado
– -$3.72M -251,962 Closed
AC
5
Almitas Capital
California
– -$2.51M -169,819 Closed
GC
6
Guggenheim Capital
Illinois
– -$2.29M -155,052 Closed
AAM
7
Advisors Asset Management
Colorado
– -$1.44M -97,686 Closed
Wells Fargo
8
Wells Fargo
California
– -$987K -66,770 Closed
YCM
9
Yakira Capital Management
Connecticut
– -$967K -65,453 Closed
Morgan Stanley
10
Morgan Stanley
New York
– -$959K -64,908 Closed
Bank of America
11
Bank of America
North Carolina
– -$561K -37,925 Closed
BFM
12
Boothbay Fund Management
New York
– -$502K -33,944 Closed
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
– -$365K -24,727 Closed
RJA
14
Raymond James & Associates
Florida
– -$281K -18,988 Closed
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
– -$276K -18,700 Closed
Invesco
16
Invesco
Georgia
– -$216K -14,592 Closed
UBS Group
17
UBS Group
Switzerland
– -$214K -14,487 Closed
AA
18
AQR Arbitrage
Connecticut
– -$195K -13,221 Closed
WAM
19
Wolverine Asset Management
Illinois
– -$178K -12,053 Closed
TCM
20
Tradewinds Capital Management
Washington
– -$148K -10,000 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
– -$121K -8,187 Closed
GSWM
22
Golden State Wealth Management
California
– -$89K -6,054 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
– -$84K -5,709 Closed
WT
24
Whittier Trust
California
– -$44K -3,000 Closed
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
– -$28K -1,882 Closed