|
1
|
Advisors Asset Management
Monument,
Colorado
|
$4.3M
|
+$289K
|
+21,547
|
+7%
|
|
|
2
|
|
$3.92M
|
-$21.6K
|
-1,606
|
-0.6%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$1.82M
|
+$190K
|
+14,124
|
+12%
|
|
|
4
|
Karpus Investment Management
Pittsford,
New York
|
$1.69M
|
+$627K
|
+46,683
|
+61%
|
|
|
5
|
CIBC Private Wealth Group
Atlanta,
Georgia
|
$959K
|
+$941K
|
+70,067
|
New
|
|
|
6
|
|
$587K
|
-$123K
|
-9,185
|
-18%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$394K
|
+$32.2K
|
+2,396
|
+9%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$381K
|
+$24.3K
|
+1,811
|
+7%
|
|
|
9
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$354K
|
+$347K
|
+25,859
|
New
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$285K
|
-$26.9K
|
-2,000
|
-9%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$253K
|
–
|
–
|
–
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$206K
|
+$81K
|
+6,027
|
+67%
|
|
|
13
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$195K
|
-$147K
|
-10,970
|
-43%
|
|
|
14
|
Karp Capital Management
Sausalito,
California
|
$141K
|
+$50.4K
|
+3,755
|
+57%
|
|
|
15
|
Tradewinds Capital Management
Bellingham,
Washington
|
$137K
|
–
|
–
|
–
|
|
|
16
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$56K
|
–
|
–
|
–
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$18K
|
+$242
|
+18
|
+1%
|
|
|
18
|
Regal Investment Advisors
Kentwood,
Michigan
|
$12K
|
+$12.1K
|
+900
|
New
|
|
|
19
|
|
$10K
|
+$10K
|
+745
|
New
|
|
|
20
|
Northern Trust
Chicago,
Illinois
|
$3K
|
+$274K
|
+20,397
|
New
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
–
|
-$3K
|
-200
|
Closed
|
|
