|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$10M
|
+$1.75M
|
+136,180
|
+22%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$3.7M
|
+$3.62M
|
+281,354
|
New
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$2.9M
|
-$1.48M
|
-115,002
|
-34%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$2.33M
|
-$200K
|
-15,548
|
-8%
|
|
|
5
|
|
$1.87M
|
-$51.7K
|
-4,020
|
-3%
|
|
|
6
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$1.3M
|
+$399K
|
+30,998
|
+45%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$1.02M
|
+$452K
|
+35,178
|
+83%
|
|
|
8
|
|
$953K
|
+$109K
|
+8,496
|
+13%
|
|
|
9
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$717K
|
+$702K
|
+54,593
|
New
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$482K
|
-$45K
|
-3,498
|
-9%
|
|
|
11
|
AQR Arbitrage
Greenwich,
Connecticut
|
$338K
|
–
|
–
|
–
|
|
|
12
|
Raymond James & Associates
St Petersburg,
Florida
|
$313K
|
+$36.6K
|
+2,847
|
+14%
|
|
|
13
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$247K
|
-$27.1K
|
-2,110
|
-10%
|
|
|
14
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$246K
|
–
|
–
|
–
|
|
|
15
|
Vivaldi Capital Management
Chicago,
Illinois
|
$232K
|
-$21.2K
|
-1,648
|
-9%
|
|
|
16
|
|
$222K
|
+$217K
|
+16,887
|
New
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$210K
|
-$36.4K
|
-2,832
|
-15%
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
$200K
|
-$13.8K
|
-1,070
|
-7%
|
|
|
19
|
Karpus Investment Management
Pittsford,
New York
|
$191K
|
–
|
–
|
–
|
|
|
20
|
Doliver Advisors
Houston,
Texas
|
$181K
|
-$108K
|
-8,367
|
-38%
|
|
|
21
|
Saba Capital Management
New York
|
$178K
|
+$174K
|
+13,535
|
New
|
|
|
22
|
Matisse Capital
Portland,
Oregon
|
$159K
|
-$642K
|
-49,885
|
-80%
|
|
|
23
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$133K
|
–
|
–
|
–
|
|
|
24
|
Tradewinds Capital Management
Bellingham,
Washington
|
$131K
|
–
|
–
|
–
|
|
|
25
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$41K
|
–
|
–
|
–
|
|
