|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$15M
|
-$1.04M
|
-72,933
|
-7%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.63M
|
-$3.48M
|
-244,316
|
-29%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.22M
|
+$2.86M
|
+200,711
|
+237%
|
|
|
4
|
Icon Advisers
Greenwood Village,
Colorado
|
$3.72M
|
+$3.59M
|
+251,962
|
New
|
|
|
5
|
Almitas Capital
Santa Monica,
California
|
$2.51M
|
-$1.44M
|
-101,100
|
-37%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$2.29M
|
-$125K
|
-8,754
|
-5%
|
|
|
7
|
Advisors Asset Management
Monument,
Colorado
|
$1.44M
|
-$350K
|
-24,610
|
-20%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$987K
|
-$46K
|
-3,234
|
-5%
|
|
|
9
|
Yakira Capital Management
Westport,
Connecticut
|
$967K
|
+$932K
|
+65,453
|
New
|
|
|
10
|
|
$959K
|
-$42.8K
|
-3,005
|
-4%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$561K
|
+$1.38K
|
+97
|
+0.3%
|
|
|
12
|
Boothbay Fund Management
New York
|
$502K
|
+$93.4K
|
+6,564
|
+24%
|
|
|
13
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$365K
|
+$71.2K
|
+5,005
|
+25%
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
$281K
|
-$11.3K
|
-797
|
-4%
|
|
|
15
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$276K
|
–
|
–
|
–
|
|
|
16
|
|
$216K
|
-$2.45K
|
-172
|
-1%
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$214K
|
+$171
|
+12
|
+0.1%
|
|
|
18
|
AQR Arbitrage
Greenwich,
Connecticut
|
$195K
|
-$81.8K
|
-5,748
|
-30%
|
|
|
19
|
Wolverine Asset Management
Chicago,
Illinois
|
$178K
|
+$172K
|
+12,053
|
New
|
|
|
20
|
Tradewinds Capital Management
Bellingham,
Washington
|
$148K
|
–
|
–
|
–
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$121K
|
-$71.6K
|
-5,031
|
-38%
|
|
|
22
|
Golden State Wealth Management
Santa Ana,
California
|
$89K
|
+$86.2K
|
+6,054
|
New
|
|
|
23
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$84K
|
+$47.1K
|
+3,309
|
+138%
|
|
|
24
|
Whittier Trust
South Pasadena,
California
|
$44K
|
–
|
–
|
–
|
|
|
25
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$28K
|
-$93K
|
-6,532
|
-78%
|
|
