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First Trust Active Factor Small Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
JJBC
1
James J. Burns & Company
New York
$17.3M +$17.1M +525,829 New
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$11.1M +$5.84M +179,627 +115%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.24M -$3.35M -102,933 -35%
Truist Financial
4
Truist Financial
North Carolina
$6.09M -$3.23M -99,383 -35%
LPL Financial
5
LPL Financial
California
$3.88M +$1.75M +53,837 +84%
JP Morgan Chase
6
JP Morgan Chase
New York
$3.49M +$2.49M +76,498 +258%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$2.89M +$64.2K +1,974 +2%
FDCDDQ
8
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.54M -$1.63M -50,101 -39%
MOS
9
MGO One Seven
Ohio
$2.32M +$1.95M +59,796 +555%
IA
10
IFG Advisory
Georgia
$2.03M +$23.8K +731 +1%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.81M +$188K +5,780 +12%
EFG
12
Ethos Financial Group
Pennsylvania
$1.35M -$39.4K -1,210 -3%
SCA
13
Snowden Capital Advisors
New York
$1.29M +$101K +3,091 +9%
KAS
14
Kestra Advisory Services
Texas
$883K -$41.2K -1,265 -4%
CWA
15
Crusonia Wealth Advisors
Colorado
$618K +$612K +18,799 New
AP
16
Advisortrust Partners
North Carolina
$564K +$558K +17,162 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$560K +$554K +17,033 New
CFD
18
Creative Financial Designs
Indiana
$556K -$2.93K -90 -0.5%
MC
19
Moors & Cabot
Massachusetts
$449K -$60.8K -1,870 -12%
BFA
20
Beacon Financial Advisory
Ohio
$386K -$75.4K -2,316 -16%
WEG
21
World Equity Group
Illinois
$333K -$101K -3,089 -23%
FPWM
22
FSB Premier Wealth Management
Iowa
$308K +$38.8K +1,192 +15%
KPWS
23
Kestra Private Wealth Services
Texas
$301K +$130 +4 +0%
SMC
24
Smith, Moore & Co
Missouri
$289K -$20.3K -625 -7%
WS
25
Wedbush Securities
California
$230K +$228K +7,000 New