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First Trust Active Factor Small Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$2.03M +$2.05M +89,647 New
TRCT
2
Tower Research Capital (TRC)
New York
$819K +$418K +18,267 +102%
PFS
3
Prospera Financial Services
Texas
$286K +$289K +12,660 New
Osaic Holdings
4
Osaic Holdings
Arizona
$6.39K +$6.86K +300 New
UBS Group
5
UBS Group
Switzerland
-$40K -1,934 Closed