AES Corporation Class C Preferred
AES.PRC.CL
AES.PRC.CL was delisted on the 22nd of June, 2017.
52 hedge funds and large institutions have $88.8M invested in AES Corporation Class C Preferred in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 8 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 7
2% less capital invested
Capital invested by funds: $90.2M → $88.8M (-$1.39M)
9% less funds holding
Funds holding: 57 → 52 (-5)
50% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Loomis, Sayles & Company
Boston,
Massachusetts
|
+$1.77M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$707K |
| 3 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
+$462K |
| 4 |
Neuberger Berman Group
New York
|
+$311K |
| 5 |
VanEck Associates
New York
|
+$206K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WSC
Wellington Shields & Co
New York
|
-$859K |
| 2 |
JP Morgan Chase
New York
|
-$711K |
| 3 |
LPL Financial
San Diego,
California
|
-$400K |
| 4 |
Chevy Chase Trust
Bethesda,
Maryland
|
-$275K |
| 5 |
VKH
Virtu KCG Holdings
New York
|
-$205K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
JFGIW
51
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
| $15K | +$15.2K | +300 | New |
|
|
BWFA
52
Baltimore-Washington Financial Advisors
Columbia,
Maryland
| $10K | – | – | – |
|
|
SNT
53
Security National Trust
Wheeling,
West Virginia
| $10K | – | – | – |
|
|
NES
54
New England Securities
New York
| $5K | – | – | – |
|
|
BRWA
55
B. Riley Wealth Advisors
Boca Raton,
Florida
| $10 | +$10.2K | +200 | New |
|
|
WSC
56
Wellington Shields & Co
New York
| – | -$859K | -16,734 | Closed |
|
|
57
LPL Financial
San Diego,
California
| – | -$400K | -7,786 | Closed |
|
|
58
Chevy Chase Trust
Bethesda,
Maryland
| – | -$275K | -5,350 | Closed |
|
|
VKH
59
Virtu KCG Holdings
New York
| – | -$205K | -4,000 | Closed |
|
60
US Bancorp
Minneapolis,
Minnesota
| – | -$66K | -1,295 | Closed |
|
|
EWM
61
Elite Wealth Management
Kirkland,
Washington
| – | -$41K | -800 | Closed |
|
|
FNBT
62
FineMark National Bank & Trust
Fort Myers,
Florida
| – | -$41K | -800 | Closed |
|
63
Ameriprise
Minneapolis,
Minnesota
| – | -$38K | -745 | Closed |
|
AES.PRC.CL Hedge Fund Activity: Q4 2014 in Review
52 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q4 2014, worth a combined $88.8M — down 1.5% from $90.2M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of AES.PRC.CL and 4 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 14 added.
The largest buyer was Loomis, Sayles & Company, adding an estimated $1.77M. The largest seller was Wellington Shields & Co, exiting entirely with an estimated $859K sold.
- 52 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q4 2014, down from 57 in Q3 2014.
- Funds reported $88.8M of AES Corporation Class C Preferred stock for Q4 2014, down 1.5% quarter-over-quarter.
- 4 funds opened new AES Corporation Class C Preferred positions in Q4 2014 and 8 closed out, a net change of -4 holders.
- The largest AES Corporation Class C Preferred buyer in Q4 2014 was Loomis, Sayles & Company, an estimated $1.77M added.
- The largest AES Corporation Class C Preferred seller in Q4 2014 was Wellington Shields & Co, an estimated $859K sold.
Based on aggregated 13F filings for Q4 2014.