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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+0.18%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.41B
AUM Growth
+$612M
Cap. Flow
-$1.15B
Cap. Flow %
-47.49%
Top 10 Hldgs %
59.52%
Holding
102
New
16
Increased
11
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$38.1M
2
WLL
Whiting Petroleum Corporation
WLL
+$17.4M
3
PCGU
PG&E Corporation
PCGU
+$8.81M
4
GRFS
Grifois
GRFS
+$7.95M
5
DCH
Dauch Corp
DCH
+$4.49M

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$295M
2
MPC icon
Marathon Petroleum
MPC
+$31.1M
3
DELL icon
Dell
DELL
+$28.4M
4
OTIS icon
Otis Worldwide
OTIS
+$7.27M
5
CARR icon
Carrier Global
CARR
+$6.83M

Sector Composition

Rank Sector Weight
1 Materials 4.59%
2 Energy 3.45%
3 Healthcare 2.64%
4 Communication Services 0.81%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATI icon
51
ATI
ATI
$24.3B
– –
-65,300
Closed -$665K
CARR icon
52
Carrier Global
CARR
$49.8B
– –
-307,602
Closed -$6.83M
CCL icon
53
PUT
Carnival Corporation Ltd
CCL
$38.1B
– –
-500,000
Closed -$8.21M
DELL icon
54
Dell
DELL
$239B
– –
-1,021,207
Closed -$28.4M
OTIS icon
55
Otis Worldwide
OTIS
$27.9B
– –
-127,804
Closed -$7.27M
ROCHU
56
DELISTED
Roth CH Acquisition I Co. Unit
ROCHU
– –
-99,846
Closed -$1M
1 2
3

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Whitebox Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Whitebox Advisors held 102 positions worth $2.41B, up 34% from $1.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Whitebox Advisors withdrew a net $1.15B in Q3 2020, closing 7 positions and reducing 12 holdings. Its most notable exit was Dell, an estimated $28.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 4.6% of assets, down from 6.1% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Whitebox Advisors opened a new position in NextEra Energy, Inc. 6.219% Corporate Units worth $38.2M.

  • Whitebox Advisors's largest Q3 2020 buy was NextEra Energy, Inc. 6.219% Corporate Units: 800,000 shares worth $38.2M.
  • Whitebox Advisors added most to Grifois in Q3 2020, an estimated $7.95M increase.
  • Whitebox Advisors's biggest Q3 2020 reduction was People Inc, cutting an estimated $295M.
  • Whitebox Advisors fully exited Dell in Q3 2020, selling an estimated $28.4M.
  • Whitebox Advisors's ten largest holdings make up 60% of its $2.41B portfolio in Q3 2020.
  • Whitebox Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Whitebox Advisors's portfolio value rose 34% quarter-over-quarter to $2.41B.

Based on Whitebox Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.