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Whitebox Advisors Portfolio holdings

AUM $7.65B
1-Year Est. Return 13.87%
This Fund
S&P 500
This Quarter Est. Return
-4.87%
1 Year Est. Return
+13.87%
3 Year Est. Return
+24.22%
5 Year Est. Return
+33.25%
10 Year Est. Return
+180.55%
AUM
$2.53B
AUM Growth
+$136M
Cap. Flow
+$65.4M
Cap. Flow %
2.58%
Top 10 Hldgs %
72.65%
Holding
99
New
19
Increased
7
Reduced
10
Closed
23

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$488M
2
YHOO
Yahoo Inc
YHOO
+$27.4M
3
KEG
Key Energy Services, Inc. Common Stock
KEG
+$20.9M
4
NXPI icon
NXP Semiconductors
NXPI
+$20.4M
5
CAB
Cabela's Inc
CAB
+$15.4M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$23.9M
2
TWO
Two Harbors Investment
TWO
+$20.8M
3
IVR icon
Invesco Mortgage Capital
IVR
+$20.4M
4
ARR
Armour Residential REIT
ARR
+$18.5M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$12M

Sector Composition

Rank Sector Weight
1 Miscellaneous 74.3%
2 Energy 17.49%
3 Technology 3.53%
4 Communication Services 0.9%
5 Real Estate 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
51
Octave Specialty Group
OSG
$223M
– –
-123,546
Closed -$2.27M
ARR
52
Armour Residential REIT
ARR
$2.13B
– –
-163,952
Closed -$18.5M
GLPI icon
53
PUT
Gaming and Leisure Properties
GLPI
$11.8B
– –
-220,000
Closed -$7.36M
IVR icon
54
Invesco Mortgage Capital
IVR
$703M
– –
-134,105
Closed -$20.4M
LNW
55
DELISTED
Light & Wonder
LNW
– –
-159,735
Closed -$1.8M
MITT
56
TPG Mortgage Investment Trust
MITT
$204M
– –
-52,025
Closed -$2.46M
ODP
57
DELISTED
ODP
ODP
– –
-28,559
Closed -$1.02M
RVP icon
58
Retractable Technologies
RVP
$20.4M
– –
-170,801
Closed -$453K
TWO
59
DELISTED
Two Harbors Investment
TWO
– –
-305,010
Closed -$20.8M
ONIT
60
Onity Group
ONIT
$290M
– –
-17,123
Closed -$943K
GOL
61
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-205,070
Closed -$778K
RAD
62
DELISTED
Rite Aid Corporation
RAD
– –
-53,899
Closed -$8.29M
AMBC.WS
63
DELISTED
Ambac Financial Group
AMBC.WS
– –
-47,701
Closed -$420K
AGN
64
DELISTED
Allergan plc
AGN
– –
-48,699
Closed -$11.2M
AKS
65
DELISTED
AK Steel Holding Corp
AKS
– –
-17,300
Closed -$84K
RYAM.PRA
66
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
– –
-60,000
Closed -$6.29M
DCUD
67
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-47,000
Closed -$2.35M
OAKS
68
DELISTED
Five Oaks Investment Corp.
OAKS
– –
-111,900
Closed -$636K
STJ
69
DELISTED
St Jude Medical
STJ
– –
-299,674
Closed -$23.9M
TBRA
70
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
– –
-125,000
Closed -$4.97M
1 2
3

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SIAU
SB Investment Advisers (UK) London, United Kingdom $7.66B AUM 20.12% 1-Year Est. Return
SC
Sapient Capital Indianapolis, Indiana $7.64B AUM 51.51% 1-Year Est. Return
SCB
Saudi Central Bank Riyadh, Saudi Arabia $7.63B AUM 53.44% 1-Year Est. Return
AC
Aristeia Capital Greenwich, Connecticut $7.69B AUM 15.48% 1-Year Est. Return
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.6B AUM 109.3% 1-Year Est. Return
CG
Carmignac Gestion Paris, France $7.71B AUM 4.02% 1-Year Est. Return
CGH
Crossmark Global Holdings Houston, Texas $7.71B AUM 37.66% 1-Year Est. Return

Whitebox Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Whitebox Advisors held 99 positions worth $2.53B, up 5.7% from $2.4B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Whitebox Advisors's Q4 2016 filing shows 19 new, 7 increased, 10 reduced and 23 closed positions. Its largest new stake was Basis Energy Services, Inc.: 1,798,813 shares worth $63.6M. The largest sale was St Jude Medical, an estimated $23.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, down from 75% a quarter earlier, followed by Energy and Technology.

  • Whitebox Advisors's largest Q4 2016 buy was Basis Energy Services, Inc.: 1,798,813 shares worth $63.6M.
  • Whitebox Advisors added most to Yahoo Inc in Q4 2016, an estimated $27.4M increase.
  • Whitebox Advisors's biggest Q4 2016 reduction was MTGE Investment Corp. Common Stock, cutting an estimated $12M.
  • Whitebox Advisors fully exited St Jude Medical in Q4 2016, selling an estimated $23.9M.
  • Whitebox Advisors's ten largest holdings make up 73% of its $2.53B portfolio in Q4 2016.
  • Whitebox Advisors opened 19 new positions and closed 23 in Q4 2016.
  • Whitebox Advisors's portfolio value rose 5.7% quarter-over-quarter to $2.53B.

Based on Whitebox Advisors's 13F filing for Q4 2016, filed 30 Jan 2017.