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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.35B
AUM Growth
+$67.7M
Cap. Flow
-$768M
Cap. Flow %
-32.71%
Top 10 Hldgs %
29.01%
Holding
497
New
127
Increased
161
Reduced
57
Closed
96

Top Buys

Rank Stock Value
1
YELL
Yellow Corporation Common Stock
YELL
+$39M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$25.8M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$20.6M
4
TWTR
Twitter, Inc.
TWTR
+$19.5M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$16.4M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$162M
2
AGNC icon
AGNC Investment
AGNC
+$19.8M
3
OSG
Octave Specialty Group
OSG
+$15.2M
4
GM.WS.B
General Motors Company
GM.WS.B
+$11.8M
5
OSIS icon
OSI Systems
OSIS
+$9.75M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.02%
2 Technology 6.01%
3 Industrials 5.8%
4 Financials 4.85%
5 Real Estate 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
51
Blackstone Mortgage Trust
BXMT
$2.76B
$5.6M 0.24%
194,640
+43,340
+29% +$1.23M
KFN
52
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$5.41M 0.23%
467,944
+127,556
+37% +$1.56M
INTC icon
53
Intel
INTC
$415B
$5.38M 0.23%
208,424
+135,123
+184% +$3.37M
MSFT icon
54
Microsoft
MSFT
$2.9T
$5.37M 0.23%
130,916
+46,833
+56% +$1.76M
ECPG icon
55
Encore Capital Group
ECPG
$2.02B
$5.21M 0.22%
114,118
-23,826
-17% -$1.15M
GCVRZ
56
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$5.14M 0.22%
16,595,768
-968,359
-6% -$360K
PIR
57
DELISTED
Pier 1 Imports, Inc.
PIR
$5.06M 0.22%
13,407
+3,787
+39% +$1.49M
SODA
58
DELISTED
SodaStream International Ltd
SODA
$5.05M 0.22%
+114,502
New +$4.68M
MTGE
59
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$5.04M 0.21%
268,632
+2,227
+0.8% +$43.1K
ELV icon
60
Elevance Health
ELV
$81.6B
$4.99M 0.21%
50,098
+20,013
+67% +$1.81M
ONIT
61
Onity Group
ONIT
$343M
$4.97M 0.21%
8,462
+3,689
+77% +$2.39M
HOS
62
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$4.88M 0.21%
+116,653
New +$4.98M
DEST
63
DELISTED
Destination Maternity Corporation
DEST
$4.75M 0.2%
173,192
+102,892
+146% +$2.89M
GEN icon
64
Gen Digital
GEN
$16.5B
$4.72M 0.2%
236,200
+226,208
+2,264% +$4.84M
MMM icon
65
3M
MMM
$91.7B
$4.7M 0.2%
41,467
+5,629
+16% +$625K
LRCX icon
66
Lam Research
LRCX
$316B
$4.69M 0.2%
853,010
+118,120
+16% +$627K
MU icon
67
Micron Technology
MU
$843B
$4.54M 0.19%
+192,000
New +$4.56M
SNBR
68
DELISTED
Sleep Number
SNBR
$4.52M 0.19%
249,763
+35,415
+17% +$615K
RKT
69
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$4.29M 0.18%
81,302
+14,202
+21% +$743K
TPC
70
Tutor Perini Cor
TPC
$4.06B
$4.25M 0.18%
148,396
+3,500
+2% +$88.8K
FLR icon
71
Fluor
FLR
$6.54B
$4.23M 0.18%
54,446
+19,183
+54% +$1.5M
PEP icon
72
PepsiCo
PEP
$196B
$4.09M 0.17%
48,933
+14,250
+41% +$1.16M
BID
73
DELISTED
Sotheby's
BID
$4.02M 0.17%
92,243
+50,283
+120% +$2.41M
LEA icon
74
Lear
LEA
$7.4B
$3.92M 0.17%
46,864
+34,593
+282% +$2.75M
SPLS
75
DELISTED
Staples Inc
SPLS
$3.9M 0.17%
344,163
+154,262
+81% +$2.02M
1 2
3
4 5

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Whitebox Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Whitebox Advisors held 497 positions worth $2.35B, up 3% from $2.28B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Whitebox Advisors withdrew a net $768M in Q1 2014, closing 96 positions and reducing 57 holdings. Its most notable exit was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $162M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Whitebox Advisors opened a new position in Yellow Corporation Common Stock worth $42M.

  • Whitebox Advisors's largest Q1 2014 buy was Yellow Corporation Common Stock: 1,866,667 shares worth $42M.
  • Whitebox Advisors added most to State Street Industrial Select Sector SPDR ETF in Q1 2014, an estimated $16.4M increase.
  • Whitebox Advisors's biggest Q1 2014 reduction was AGNC Investment, cutting an estimated $19.8M.
  • Whitebox Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q1 2014, selling an estimated $162M.
  • Whitebox Advisors's ten largest holdings make up 29% of its $2.35B portfolio in Q1 2014.
  • Whitebox Advisors opened 127 new positions and closed 96 in Q1 2014.
  • Whitebox Advisors's portfolio value rose 3% quarter-over-quarter to $2.35B.

Based on Whitebox Advisors's 13F filing for Q1 2014, filed 14 May 2014.