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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$3.42B
AUM Growth
+$932M
Cap. Flow
+$300M
Cap. Flow %
8.79%
Top 10 Hldgs %
73.21%
Holding
109
New
19
Increased
14
Reduced
12
Closed
16

Top Buys

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$21M
2
BAS
Basis Energy Services, Inc.
BAS
+$19.8M
3
DELL icon
Dell
DELL
+$18M
4
SINA
Sina Corp
SINA
+$9.8M
5
CACQ
Caesars Acquisition Company
CACQ
+$8.91M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$87.2M
2
PARR icon
Par Pacific Holdings
PARR
+$26.1M
3
NXPI icon
NXP Semiconductors
NXPI
+$20.5M
4
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$14.6M
5
OIH icon
VanEck Oil Services ETF
OIH
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 13.43%
2 Energy 9.55%
3 Financials 1.48%
4 Communication Services 1.08%
5 Real Estate 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEG
26
DELISTED
Key Energy Services, Inc. Common Stock
KEG
$9.78M 0.29%
742,706
+48,308
+7% +$737K
NFLX icon
27
PUT
Netflix
NFLX
$300B
$9.07M 0.27%
500,000
– –
F icon
28
PUT
Ford
F
$64.3B
$8.62M 0.25%
720,000
– –
MTGE
29
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$7.72M 0.23%
398,072
-765,446
-66% -$14.6M
BKNG icon
30
Booking.com
BKNG
$155B
$6.77M 0.2%
+92,500
New +$7.02M
SAEX
31
DELISTED
SAExploration Holdings, Inc.
SAEX
$6.55M 0.19%
130,452
– –
THC icon
32
Tenet Healthcare
THC
$22.3B
$5.91M 0.17%
359,582
+57,431
+19% +$974K
GRFS
33
Grifois
GRFS
$5.61B
$4.79M 0.14%
+218,665
New +$4.54M
GNC
34
PUT
DELISTED
GNC Holdings, Inc.
GNC
$4.42M 0.13%
500,000
– –
DYN
35
DELISTED
Dynegy, Inc.
DYN
$4.02M 0.12%
410,267
+212,267
+107% +$1.9M
CYH icon
36
Community Health Systems
CYH
$392M
$3.87M 0.11%
503,782
+70,541
+16% +$550K
HUN icon
37
Huntsman Corp
HUN
$2.04B
$3.81M 0.11%
+138,958
New +$3.7M
CLF icon
38
Cleveland-Cliffs
CLF
$6.49B
$3.2M 0.09%
448,100
-1,900
-0.4% -$14.2K
GCVRZ
39
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$2.58M 0.08%
7,181,707
– –
RIG icon
40
PUT
Transocean
RIG
$5.49B
$2.15M 0.06%
200,000
– –
OSG
41
Octave Specialty Group
OSG
$257M
$1.6M 0.05%
92,969
-161,603
-63% -$2.98M
CSTM icon
42
Constellium
CSTM
$3.85B
$1.37M 0.04%
133,552
-40,000
-23% -$379K
BHC icon
43
Bausch Health
BHC
$1.68B
$952K 0.03%
+66,414
New +$1M
PPLI
44
People Inc
PPLI
$3.15B
$870K 0.03%
+41,406
New +$804K
IVR icon
45
Invesco Mortgage Capital
IVR
$767M
$751K 0.02%
4,383
-4,817
-52% -$812K
BZH icon
46
Beazer Homes USA
BZH
$909M
$630K 0.02%
+33,600
New +$511K
JCP
47
DELISTED
J.C. Penney Company, Inc.
JCP
$588K 0.02%
154,288
– –
AMKR icon
48
Amkor Technology
AMKR
$11.4B
$527K 0.02%
+49,906
New +$478K
DCH
49
Dauch Corp
DCH
$1.32B
$501K 0.01%
+28,523
New +$438K
VEDL
50
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$485K 0.01%
25,036
-10,000
-29% -$184K
1
2
3 4

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CLOS
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WJWM
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AIM
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FIA
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VIM
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Whitebox Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Whitebox Advisors held 109 positions worth $3.42B, up 38% from $2.48B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Whitebox Advisors deployed $300M of net new capital in Q3 2017, opening 19 new positions and adding to 14 existing holdings. Its largest new stake was Ensco Rowan plc: 1,050,426 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 19% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was Altaba Inc, an estimated $87.2M trimmed.

  • Whitebox Advisors's largest Q3 2017 buy was Ensco Rowan plc: 1,050,426 shares worth $25.1M.
  • Whitebox Advisors added most to Basis Energy Services, Inc. in Q3 2017, an estimated $19.8M increase.
  • Whitebox Advisors's biggest Q3 2017 reduction was Altaba Inc, cutting an estimated $87.2M.
  • Whitebox Advisors fully exited VanEck Oil Services ETF in Q3 2017, selling an estimated $12.4M.
  • Whitebox Advisors's ten largest holdings make up 73% of its $3.42B portfolio in Q3 2017.
  • Whitebox Advisors opened 19 new positions and closed 16 in Q3 2017.
  • Whitebox Advisors's portfolio value rose 38% quarter-over-quarter to $3.42B.

Based on Whitebox Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.