We are live on ! Find out more
WA

Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+3.68%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.4B
AUM Growth
-$1.38B
Cap. Flow
-$2.01B
Cap. Flow %
-83.75%
Top 10 Hldgs %
68.53%
Holding
97
New
15
Increased
11
Reduced
10
Closed
18

Top Buys

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$57.8M
2
SAEX
SAExploration Holdings, Inc.
SAEX
+$40.6M
3
HPE icon
Hewlett Packard
HPE
+$18.6M
4
IOC
Interoil Corporation
IOC
+$14.9M
5
IVR icon
Invesco Mortgage Capital
IVR
+$9.89M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$52M
2
TWO
Two Harbors Investment
TWO
+$21.1M
3
ODP
ODP
ODP
+$12M
4
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$9.33M
5
ALLY icon
Ally Financial
ALLY
+$7.3M

Sector Composition

Rank Sector Weight
1 Energy 13.45%
2 Real Estate 4.4%
3 Technology 2.1%
4 Healthcare 1.69%
5 Financials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
26
AGNC Investment
AGNC
$12.8B
$5.86M 0.24%
300,072
-171,355
-36% -$3.36M
MGM icon
27
PUT
MGM Resorts International
MGM
$11.6B
$5.21M 0.22%
200,000
– –
NIHD
28
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$5.14M 0.21%
1,542,257
– –
TSLA icon
29
PUT
Tesla
TSLA
$1.19T
$5.1M 0.21%
375,000
– –
TBRA
30
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$4.97M 0.21%
+125,000
New +$1.39M
MEG
31
DELISTED
Media General, Inc
MEG
$4.91M 0.2%
266,193
+86,893
+48% +$1.54M
GCVRZ
32
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$4.32M 0.18%
16,160,449
– –
FTK icon
33
Flotek Industries
FTK
$790M
$3.48M 0.15%
+39,936
New +$3.46M
MITT
34
TPG Mortgage Investment Trust
MITT
$230M
$2.46M 0.1%
52,025
+45,789
+734% +$2.11M
CLF icon
35
Cleveland-Cliffs
CLF
$6.35B
$2.42M 0.1%
+413,109
New +$2.7M
DCUD
36
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$2.35M 0.1%
+47,000
New +$2.4M
OSG
37
Octave Specialty Group
OSG
$257M
$2.27M 0.09%
123,546
– –
BYD icon
38
PUT
Boyd Gaming
BYD
$6.71B
$2.18M 0.09%
110,000
– –
RIG icon
39
PUT
Transocean
RIG
$5.43B
$2.13M 0.09%
+200,000
New +$2.11M
ABT icon
40
PUT
Abbott
ABT
$191B
$2.12M 0.09%
50,000
– –
LNW
41
DELISTED
Light & Wonder
LNW
$1.8M 0.08%
+159,735
New +$1.57M
CBD
42
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1.57M 0.07%
96,068
-65,612
-41% -$1.05M
VEDL
43
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.06M 0.04%
+102,136
New +$1M
ODP
44
DELISTED
ODP
ODP
$1.02M 0.04%
28,559
-339,830
-92% -$12M
ONIT
45
Onity Group
ONIT
$342M
$943K 0.04%
17,123
-6,667
-28% -$273K
GOL
46
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$778K 0.03%
205,070
-500,000
-71% -$1.77M
OAKS
47
DELISTED
Five Oaks Investment Corp.
OAKS
$636K 0.03%
111,900
+100,000
+840% +$582K
RVP icon
48
Retractable Technologies
RVP
$20.3M
$453K 0.02%
170,801
– –
AMBC.WS
49
DELISTED
Ambac Financial Group
AMBC.WS
$420K 0.02%
47,701
– –
GOGO icon
50
Gogo Inc
GOGO
$517M
$311K 0.01%
28,146
– –
1
2
3

Similar funds

CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return

Whitebox Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Whitebox Advisors held 97 positions worth $2.4B, down 37% from $3.78B the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Whitebox Advisors withdrew a net $2.01B in Q3 2016, closing 18 positions and reducing 10 holdings. Its most notable exit was EMC CORPORATION, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 6.5% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Whitebox Advisors opened a new position in SAExploration Holdings, Inc. worth $21.4M.

  • Whitebox Advisors's largest Q3 2016 buy was SAExploration Holdings, Inc.: 130,452 shares worth $21.4M.
  • Whitebox Advisors added most to Yahoo Inc in Q3 2016, an estimated $57.8M increase.
  • Whitebox Advisors's biggest Q3 2016 reduction was Two Harbors Investment, cutting an estimated $21.1M.
  • Whitebox Advisors fully exited EMC CORPORATION in Q3 2016, selling an estimated $52M.
  • Whitebox Advisors's ten largest holdings make up 69% of its $2.4B portfolio in Q3 2016.
  • Whitebox Advisors opened 15 new positions and closed 18 in Q3 2016.
  • Whitebox Advisors's portfolio value fell 37% quarter-over-quarter to $2.4B.

Based on Whitebox Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.