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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$3.67B
AUM Growth
+$1.43B
Cap. Flow
+$675M
Cap. Flow %
18.4%
Top 10 Hldgs %
61.9%
Holding
379
New
44
Increased
23
Reduced
51
Closed
212

Top Buys

Rank Stock Value
1
HUM icon
Humana
HUM
+$32.5M
2
YHOO
Yahoo Inc
YHOO
+$24.1M
3
TWO
Two Harbors Investment
TWO
+$22.2M
4
AGN
Allergan plc
AGN
+$11M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$9.78M

Top Sells

Rank Stock Value
1
ACAS
American Capital Ltd
ACAS
+$33.1M
2
ALTR
Altera Corp
ALTR
+$28.7M
3
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$21.4M
4
ONIT
Onity Group
ONIT
+$21.2M
5
ALLY icon
Ally Financial
ALLY
+$20.6M

Sector Composition

Rank Sector Weight
1 Energy 7.57%
2 Real Estate 3.74%
3 Healthcare 3.72%
4 Industrials 2.54%
5 Financials 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$11M 0.3%
54,000
-66,000
-55% -$13.6M
CB
27
DELISTED
CHUBB CORPORATION
CB
$10.6M 0.29%
80,000
– –
SNR
28
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$9.92M 0.27%
1,006,187
-2,155,837
-68% -$21.4M
APC
29
PUT
DELISTED
Anadarko Petroleum
APC
$9.72M 0.26%
+200,000
New +$12.2M
NIHD
30
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$9.35M 0.25%
1,851,157
-217,000
-10% -$1.35M
COP icon
31
PUT
ConocoPhillips
COP
$144B
$9.34M 0.25%
+200,000
New +$10.5M
XLB icon
32
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$9.08M 0.25%
300,000
+297,000
+9,900% +$6.59M
CHTR icon
33
PUT
Charter Communications
CHTR
$17.3B
$8.86M 0.24%
48,400
+47,916
+9,900% +$8.87M
OSG
34
Octave Specialty Group
OSG
$257M
$8.73M 0.24%
619,658
+52,929
+9% +$813K
IVR icon
35
Invesco Mortgage Capital
IVR
$759M
$8.26M 0.23%
66,687
+45,353
+213% +$5.77M
NSM
36
DELISTED
Nationstar Mortgage Holdings
NSM
$7.74M 0.21%
578,917
+64,399
+13% +$856K
GOL
37
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$6.57M 0.18%
5,732,400
-1,486,439
-21% -$2.54M
UNH icon
38
UnitedHealth
UNH
$382B
$5.99M 0.16%
50,921
-8,350
-14% -$976K
HUBB icon
39
Hubbell
HUBB
$24.4B
$5.81M 0.16%
+57,526
New +$5.87M
PEP icon
40
PepsiCo
PEP
$196B
$5.62M 0.15%
56,192
-35,866
-39% -$3.58M
AMTG
41
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$5.43M 0.15%
454,106
+311,591
+219% +$3.97M
IPG
42
DELISTED
Interpublic Group of Companies
IPG
$5.22M 0.14%
224,150
-147,608
-40% -$3.32M
UAL icon
43
United Airlines
UAL
$38.8B
$5.12M 0.14%
89,295
-132,866
-60% -$7.67M
CVC
44
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$4.79M 0.13%
+150,000
New +$4.75M
GM icon
45
General Motors
GM
$80.9B
$4.67M 0.13%
137,295
-29,827
-18% -$1.04M
CSL icon
46
Carlisle Companies
CSL
$13.5B
$4.56M 0.12%
+51,365
New +$4.54M
WHR icon
47
Whirlpool
WHR
$2.49B
$4.3M 0.12%
29,274
-21,351
-42% -$3.31M
ITW icon
48
Illinois Tool Works
ITW
$84.1B
$4.27M 0.12%
46,051
-42,501
-48% -$3.86M
CCL icon
49
Carnival Corporation Ltd
CCL
$38.1B
$4.01M 0.11%
+73,561
New +$3.81M
KKD
50
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$3.98M 0.11%
+263,805
New +$3.75M
1
2
3 4 5

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Whitebox Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Whitebox Advisors held 379 positions worth $3.67B, up 64% from $2.24B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Whitebox Advisors deployed $675M of net new capital in Q4 2015, opening 44 new positions and adding to 23 existing holdings. Its largest new stake was Allergan plc: 36,860 shares worth $11.5M.

By sector, the portfolio is most concentrated in Energy at 7.6% of assets, down from 12% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was American Capital Ltd, an estimated $33.1M trimmed.

  • Whitebox Advisors's largest Q4 2015 buy was Allergan plc: 36,860 shares worth $11.5M.
  • Whitebox Advisors added most to Humana in Q4 2015, an estimated $32.5M increase.
  • Whitebox Advisors's biggest Q4 2015 reduction was American Capital Ltd, cutting an estimated $33.1M.
  • Whitebox Advisors fully exited Altera Corp in Q4 2015, selling an estimated $28.7M.
  • Whitebox Advisors's ten largest holdings make up 62% of its $3.67B portfolio in Q4 2015.
  • Whitebox Advisors opened 44 new positions and closed 212 in Q4 2015.
  • Whitebox Advisors's portfolio value rose 64% quarter-over-quarter to $3.67B.

Based on Whitebox Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.