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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.28B
AUM Growth
+$382M
Cap. Flow
-$744M
Cap. Flow %
-32.67%
Top 10 Hldgs %
35.54%
Holding
462
New
119
Increased
99
Reduced
100
Closed
88

Top Buys

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$48.7M
2
EMC
EMC CORPORATION
EMC
+$22.8M
3
OSIS icon
OSI Systems
OSIS
+$12.6M
4
SGM
Stonegate Mortgage Corporation
SGM
+$10.9M
5
OSG
Octave Specialty Group
OSG
+$10.5M

Top Sells

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$32.1M
2
AGO icon
Assured Guaranty
AGO
+$7.05M
3
AAPL icon
Apple
AAPL
+$5.63M
4
HAR
Harman International Industries
HAR
+$5.38M
5
ONIT
Onity Group
ONIT
+$5.14M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Financials 4.63%
3 Real Estate 4.37%
4 Consumer Discretionary 4.36%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
376
United Airlines
UAL
$38.8B
– –
-59,500
Closed -$1.83M
UHAL icon
377
U-Haul Holding Co
UHAL
$14B
– –
-43,480
Closed -$801K
VMI icon
378
Valmont Industries
VMI
$8.86B
– –
-10,681
Closed -$1.48M
WTS icon
379
Watts Water Technologies
WTS
$11.2B
– –
-26,070
Closed -$1.47M
XLV icon
380
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
– –
-80,000
Closed -$4.05M
GAP
381
The Gap Inc
GAP
$7.3B
– –
-29,000
Closed -$1.17M
AAMC
382
DELISTED
Altisource Asset Management Corp
AAMC
– –
-1,137
Closed -$357K
CMLS
383
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-41,466
Closed -$1.76M
NUVA
384
DELISTED
NuVasive, Inc.
NUVA
– –
-48,473
Closed -$1.19M
AUD
385
DELISTED
Audacy, Inc.
AUD
– –
-53,348
Closed -$468K
ZIXI
386
DELISTED
Zix Corporation
ZIXI
– –
-149,500
Closed -$731K
NNA
387
DELISTED
Navios Maritime Acquisition Corporation
NNA
– –
-31,879
Closed -$1.76M
IPHI
388
DELISTED
INPHI CORPORATION
IPHI
– –
-11,439
Closed -$154K
HDS
389
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-73,150
Closed -$1.61M
MINI
390
DELISTED
Mobile Mini Inc
MINI
– –
-6,379
Closed -$217K
TIVO
391
DELISTED
Tivo Inc
TIVO
– –
-13,000
Closed -$249K
STI
392
DELISTED
SunTrust Banks, Inc.
STI
– –
-7,200
Closed -$233K
ULTI
393
DELISTED
Ultimate Software Group Inc
ULTI
– –
-1,700
Closed -$251K
ACET
394
DELISTED
Aceto Corp
ACET
– –
-39,041
Closed -$610K
SODA
395
DELISTED
SodaStream International Ltd
SODA
– –
-28,400
Closed -$1.77M
MITL
396
DELISTED
Mitel Networks Corporation
MITL
– –
-73,497
Closed -$439K
AET
397
DELISTED
Aetna Inc
AET
– –
-15,481
Closed -$991K
AVHI
398
DELISTED
A V Homes, Inc.
AVHI
– –
-10,502
Closed -$183K
PMC
399
DELISTED
PharMerica Corporation
PMC
– –
-42,550
Closed -$565K
MTSN
400
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-180,500
Closed -$431K
13 14 15
16
17

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CL
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CCM
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AIM
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Whitebox Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Whitebox Advisors held 462 positions worth $2.28B, up 20% from $1.9B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Whitebox Advisors withdrew a net $744M in Q4 2013, closing 88 positions and reducing 100 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $4.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Whitebox Advisors opened a new position in EMC CORPORATION worth $23.6M.

  • Whitebox Advisors's largest Q4 2013 buy was EMC CORPORATION: 940,000 shares worth $23.6M.
  • Whitebox Advisors added most to AGNC Investment in Q4 2013, an estimated $48.7M increase.
  • Whitebox Advisors's biggest Q4 2013 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $32.1M.
  • Whitebox Advisors fully exited State Street Health Care Select Sector SPDR ETF in Q4 2013, selling an estimated $4.05M.
  • Whitebox Advisors's ten largest holdings make up 36% of its $2.28B portfolio in Q4 2013.
  • Whitebox Advisors opened 119 new positions and closed 88 in Q4 2013.
  • Whitebox Advisors's portfolio value rose 20% quarter-over-quarter to $2.28B.

Based on Whitebox Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.