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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
-3.97%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.58B
AUM Growth
+$41.4M
Cap. Flow
-$463M
Cap. Flow %
-17.94%
Top 10 Hldgs %
27.96%
Holding
485
New
110
Increased
133
Reduced
76
Closed
99

Top Buys

Rank Stock Value
1
PARR icon
Par Pacific Holdings
PARR
+$152M
2
AGNC icon
AGNC Investment
AGNC
+$67.9M
3
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$43.9M
4
DS
Drive Shack Inc.
DS
+$34.4M
5
LEU icon
Centrus Energy
LEU
+$24.8M

Top Sells

Rank Stock Value
1
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$29.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.8M
3
YELL
Yellow Corporation Common Stock
YELL
+$23.5M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$20.7M
5
AAPL icon
Apple
AAPL
+$16.6M

Sector Composition

Rank Sector Weight
1 Healthcare 9.28%
2 Consumer Discretionary 8.73%
3 Energy 8.19%
4 Financials 8.12%
5 Real Estate 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVLT
326
DELISTED
Level 3 Communications Inc
LVLT
$288K 0.01%
+6,300
New +$280K
CMP icon
327
Compass Minerals
CMP
$1.23B
$287K 0.01%
+3,400
New +$305K
CVS icon
328
CVS Health
CVS
$135B
$287K 0.01%
+3,600
New +$284K
FCN icon
329
FTI Consulting
FCN
$5.14B
$287K 0.01%
+8,200
New +$303K
PNW icon
330
Pinnacle West Capital
PNW
$12.4B
$284K 0.01%
+5,200
New +$290K
BN icon
331
Brookfield
BN
$102B
$279K 0.01%
+26,482
New +$285K
ABCO
332
DELISTED
Advisory Board Co
ABCO
$275K 0.01%
+5,900
New +$291K
GURE
333
Gulf Resources
GURE
$4.88M
$273K 0.01%
3,825
+1,071
+39% +$106K
ARR
334
Armour Residential REIT
ARR
$2.32B
$270K 0.01%
+1,750
New +$294K
FET icon
335
Forum Energy Technologies
FET
$578M
$269K 0.01%
+440
New +$296K
HTS
336
DELISTED
HATTERAS FINANCIAL CORP
HTS
$268K 0.01%
+14,900
New +$289K
ABK
337
CALL
DELISTED
Ambac Financial Group
ABK
$263K 0.01%
2,500
-2,500
-50% -$263K
SUMR
338
DELISTED
Summer Infant, Inc.
SUMR
$248K 0.01%
+7,867
New +$271K
TLGT
339
DELISTED
Teligent, Inc
TLGT
$245K 0.01%
2,631
-9,638
-79% -$617K
BBDC icon
340
Barings BDC
BBDC
$869M
$230K 0.01%
+9,100
New +$247K
HLF icon
341
PUT
Herbalife
HLF
$1.3B
$225K 0.01%
+2,000
New +$53.4K
HGG
342
PUT
DELISTED
hhgregg Inc.
HGG
$215K 0.01%
+1,100
New +$8.37K
AVP
343
DELISTED
Avon Products, Inc.
AVP
$213K 0.01%
+16,875
New +$231K
MBFI
344
DELISTED
MB Financial Corp
MBFI
$210K 0.01%
+7,600
New +$212K
GE icon
345
CALL
GE Aerospace
GE
$364B
$204K 0.01%
+626
New +$78K
PKY
346
DELISTED
Parkway, Inc.
PKY
$192K 0.01%
+10,200
New +$209K
GLD icon
347
CALL
SPDR Gold Trust
GLD
$131B
$191K 0.01%
1,000
– –
CBZ icon
348
CBIZ
CBZ
$2.95B
$135K 0.01%
+17,138
New +$146K
NWBO
349
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$101K ﹤0.01%
+20,000
New +$123K
SHOR
350
DELISTED
ShoreTel, Inc.
SHOR
$73K ﹤0.01%
+11,000
New +$71.1K
12 13
14
15 16

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Whitebox Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Whitebox Advisors held 485 positions worth $2.58B, up 1.6% from $2.54B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whitebox Advisors withdrew a net $463M in Q3 2014, closing 99 positions and reducing 76 holdings. Its most notable exit was Yellow Corporation Common Stock, an estimated $23.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.3% of assets, up from 7.1% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Whitebox Advisors opened a new position in Par Pacific Holdings worth $116M.

  • Whitebox Advisors's largest Q3 2014 buy was Par Pacific Holdings: 8,616,576 shares worth $116M.
  • Whitebox Advisors added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2014, an estimated $43.9M increase.
  • Whitebox Advisors's biggest Q3 2014 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $29.7M.
  • Whitebox Advisors fully exited Yellow Corporation Common Stock in Q3 2014, selling an estimated $23.5M.
  • Whitebox Advisors's ten largest holdings make up 28% of its $2.58B portfolio in Q3 2014.
  • Whitebox Advisors opened 110 new positions and closed 99 in Q3 2014.
  • Whitebox Advisors's portfolio value rose 1.6% quarter-over-quarter to $2.58B.

Based on Whitebox Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.