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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.35B
AUM Growth
+$67.7M
Cap. Flow
-$768M
Cap. Flow %
-32.71%
Top 10 Hldgs %
29.01%
Holding
497
New
127
Increased
161
Reduced
57
Closed
96

Top Buys

Rank Stock Value
1
YELL
Yellow Corporation Common Stock
YELL
+$39M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$25.8M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$20.6M
4
TWTR
Twitter, Inc.
TWTR
+$19.5M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$16.4M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$162M
2
AGNC icon
AGNC Investment
AGNC
+$19.8M
3
OSG
Octave Specialty Group
OSG
+$15.2M
4
GM.WS.B
General Motors Company
GM.WS.B
+$11.8M
5
OSIS icon
OSI Systems
OSIS
+$9.75M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.02%
2 Technology 6.01%
3 Industrials 5.8%
4 Financials 4.85%
5 Real Estate 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLF icon
326
Herbalife
HLF
$1.3B
$298K 0.01%
10,400
-71,600
-87% -$2.37M
RRX icon
327
Regal Rexnord
RRX
$12.5B
$298K 0.01%
+4,100
New +$303K
FET icon
328
Forum Energy Technologies
FET
$578M
$297K 0.01%
+480
New +$260K
M icon
329
Macy's
M
$6.51B
$296K 0.01%
+5,000
New +$278K
ELOS
330
DELISTED
Syneron Medical Ltd
ELOS
$295K 0.01%
23,700
-5,000
-17% -$59.2K
UIL
331
DELISTED
UIL HOLDINGS
UIL
$294K 0.01%
+8,000
New +$301K
NADL
332
DELISTED
North Atlantic Drilling Ltd
NADL
$294K 0.01%
+3,329
New +$292K
SWK icon
333
Stanley Black & Decker
SWK
$14.5B
$292K 0.01%
+3,600
New +$289K
ZG icon
334
CALL
Zillow
ZG
$7.85B
$291K 0.01%
+2,100
New +$59.9K
CYN
335
DELISTED
CITY NATIONAL CORPORATION
CYN
$291K 0.01%
+3,700
New +$278K
FIBK icon
336
First Interstate BancSystem
FIBK
$3.67B
$288K 0.01%
+10,200
New +$270K
ABMD
337
DELISTED
Abiomed Inc
ABMD
$281K 0.01%
+10,800
New +$299K
TRNX
338
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$278K 0.01%
+13,100
New +$254K
XLI icon
339
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$270K 0.01%
+10,000
New +$514K
DLNG icon
340
Dynagas LNG Partners
DLNG
$130M
$261K 0.01%
+12,024
New +$261K
PFSI icon
341
PennyMac Financial
PFSI
$4.47B
$260K 0.01%
+15,600
New +$272K
SMC
342
Summit Midstream
SMC
$420M
$257K 0.01%
+400
New +$235K
ZG icon
343
PUT
Zillow
ZG
$7.85B
$245K 0.01%
+750
New +$21.4K
TNGO
344
DELISTED
Tangoe, Inc.
TNGO
$242K 0.01%
+13,000
New +$239K
MFIC icon
345
MidCap Financial Investment
MFIC
$801M
$241K 0.01%
9,667
+4,667
+93% +$120K
YELP icon
346
CALL
Yelp
YELP
$1.54B
$240K 0.01%
+550
New +$46.5K
CIE
347
DELISTED
Cobalt International Energy, Inc
CIE
$238K 0.01%
+867
New +$225K
SWC
348
DELISTED
Stillwater Mining Co
SWC
$237K 0.01%
16,000
+6,000
+60% +$81.5K
CSCD
349
DELISTED
CASCADE MICROTECH, INC.
CSCD
$236K 0.01%
+23,402
New +$228K
GURE
350
Gulf Resources
GURE
$4.88M
$232K 0.01%
1,914
– –
12 13
14
15 16

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Whitebox Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Whitebox Advisors held 497 positions worth $2.35B, up 3% from $2.28B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Whitebox Advisors withdrew a net $768M in Q1 2014, closing 96 positions and reducing 57 holdings. Its most notable exit was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $162M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Whitebox Advisors opened a new position in Yellow Corporation Common Stock worth $42M.

  • Whitebox Advisors's largest Q1 2014 buy was Yellow Corporation Common Stock: 1,866,667 shares worth $42M.
  • Whitebox Advisors added most to State Street Industrial Select Sector SPDR ETF in Q1 2014, an estimated $16.4M increase.
  • Whitebox Advisors's biggest Q1 2014 reduction was AGNC Investment, cutting an estimated $19.8M.
  • Whitebox Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q1 2014, selling an estimated $162M.
  • Whitebox Advisors's ten largest holdings make up 29% of its $2.35B portfolio in Q1 2014.
  • Whitebox Advisors opened 127 new positions and closed 96 in Q1 2014.
  • Whitebox Advisors's portfolio value rose 3% quarter-over-quarter to $2.35B.

Based on Whitebox Advisors's 13F filing for Q1 2014, filed 14 May 2014.