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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.28B
AUM Growth
+$382M
Cap. Flow
-$744M
Cap. Flow %
-32.67%
Top 10 Hldgs %
35.54%
Holding
462
New
119
Increased
99
Reduced
100
Closed
88

Top Buys

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$48.7M
2
EMC
EMC CORPORATION
EMC
+$22.8M
3
OSIS icon
OSI Systems
OSIS
+$12.6M
4
SGM
Stonegate Mortgage Corporation
SGM
+$10.9M
5
OSG
Octave Specialty Group
OSG
+$10.5M

Top Sells

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$32.1M
2
AGO icon
Assured Guaranty
AGO
+$7.05M
3
AAPL icon
Apple
AAPL
+$5.63M
4
HAR
Harman International Industries
HAR
+$5.38M
5
ONIT
Onity Group
ONIT
+$5.14M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Financials 4.63%
3 Real Estate 4.37%
4 Consumer Discretionary 4.36%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWC
326
DELISTED
Stillwater Mining Co
SWC
$123K 0.01%
+10,000
New +$113K
RTEC
327
DELISTED
Rudolph Technologies Inc
RTEC
$117K 0.01%
+10,000
New +$109K
HTCH
328
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$71K ﹤0.01%
+22,117
New +$72.6K
ZNGA
329
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$55K ﹤0.01%
+11,122
New +$43.1K
PSUN
330
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$37K ﹤0.01%
+11,100
New +$32.5K
AA icon
331
PUT
Alcoa
AA
$11.3B
$20K ﹤0.01%
+8,323
New +$185K
CRMBW
332
DELISTED
CRUMBS BAKE SHOP INC WT EXP 5/5/2016
CRMBW
$3K ﹤0.01%
52,340
– –
ABBV icon
333
AbbVie
ABBV
$465B
– –
-26,075
Closed -$1.17M
ABM icon
334
ABM Industries
ABM
$2.89B
– –
-15,728
Closed -$419K
ABT icon
335
Abbott
ABT
$188B
– –
-29,583
Closed -$982K
ACCO icon
336
Acco Brands
ACCO
$399M
– –
-259,639
Closed -$1.72M
AEP icon
337
American Electric Power
AEP
$70.4B
– –
-5,400
Closed -$234K
AGCO icon
338
AGCO
AGCO
$8.41B
– –
-23,887
Closed -$1.44M
ALK icon
339
Alaska Air
ALK
$5.11B
– –
-35,150
Closed -$1.1M
ALL icon
340
Allstate
ALL
$70.6B
– –
-4,700
Closed -$238K
AZO icon
341
AutoZone
AZO
$51.3B
– –
-2,551
Closed -$1.08M
BAC icon
342
Bank of America
BAC
$429B
– –
-110,173
Closed -$1.63M
BBY icon
343
Best Buy
BBY
$19B
– –
-51,275
Closed -$1.92M
C icon
344
Citigroup
C
$213B
– –
-15,500
Closed -$752K
CLDT
345
Chatham Lodging
CLDT
$632M
– –
-165,424
Closed -$2.95M
DENN
346
DELISTED
Denny's
DENN
– –
-156,445
Closed -$957K
DRH icon
347
Diamondrock Hospitality Co
DRH
$2.68B
– –
-23,300
Closed -$249K
ES icon
348
Eversource Energy
ES
$28.1B
– –
-5,800
Closed -$239K
FRT icon
349
Federal Realty Investment Trust
FRT
$10.9B
– –
-2,400
Closed -$243K
GBX icon
350
The Greenbrier Companies
GBX
$1.57B
– –
-66,802
Closed -$1.65M
12 13
14
15 16

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WJWM
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CL
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CCM
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AIM
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FIA
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VIM
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MAM
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Whitebox Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Whitebox Advisors held 462 positions worth $2.28B, up 20% from $1.9B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Whitebox Advisors withdrew a net $744M in Q4 2013, closing 88 positions and reducing 100 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $4.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Whitebox Advisors opened a new position in EMC CORPORATION worth $23.6M.

  • Whitebox Advisors's largest Q4 2013 buy was EMC CORPORATION: 940,000 shares worth $23.6M.
  • Whitebox Advisors added most to AGNC Investment in Q4 2013, an estimated $48.7M increase.
  • Whitebox Advisors's biggest Q4 2013 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $32.1M.
  • Whitebox Advisors fully exited State Street Health Care Select Sector SPDR ETF in Q4 2013, selling an estimated $4.05M.
  • Whitebox Advisors's ten largest holdings make up 36% of its $2.28B portfolio in Q4 2013.
  • Whitebox Advisors opened 119 new positions and closed 88 in Q4 2013.
  • Whitebox Advisors's portfolio value rose 20% quarter-over-quarter to $2.28B.

Based on Whitebox Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.