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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.28B
AUM Growth
+$382M
Cap. Flow
-$744M
Cap. Flow %
-32.67%
Top 10 Hldgs %
35.54%
Holding
462
New
119
Increased
99
Reduced
100
Closed
88

Top Buys

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$48.7M
2
EMC
EMC CORPORATION
EMC
+$22.8M
3
OSIS icon
OSI Systems
OSIS
+$12.6M
4
SGM
Stonegate Mortgage Corporation
SGM
+$10.9M
5
OSG
Octave Specialty Group
OSG
+$10.5M

Top Sells

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$32.1M
2
AGO icon
Assured Guaranty
AGO
+$7.05M
3
AAPL icon
Apple
AAPL
+$5.63M
4
HAR
Harman International Industries
HAR
+$5.38M
5
ONIT
Onity Group
ONIT
+$5.14M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Financials 4.63%
3 Real Estate 4.37%
4 Consumer Discretionary 4.36%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZQK
301
DELISTED
QUICKSILVER,INC.
ZQK
$259K 0.01%
+29,500
New +$239K
GD icon
302
General Dynamics
GD
$103B
$258K 0.01%
+2,700
New +$241K
AGN
303
DELISTED
Allergan Inc
AGN
$255K 0.01%
+2,300
New +$220K
RWT
304
Redwood Trust
RWT
$588M
$252K 0.01%
13,000
– –
AAPL icon
305
CALL
Apple
AAPL
$4.97T
$248K 0.01%
+476
New +$8.99K
CMP icon
306
Compass Minerals
CMP
$1.23B
$248K 0.01%
+3,100
New +$232K
CAH icon
307
Cardinal Health
CAH
$53.7B
$247K 0.01%
+3,700
New +$226K
SCCO icon
308
Southern Copper
SCCO
$138B
$247K 0.01%
+9,277
New +$233K
EGL
309
DELISTED
Engility Holdings, Inc.
EGL
$247K 0.01%
+7,400
New +$233K
BPO
310
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$246K 0.01%
+12,800
New +$244K
PRU icon
311
Prudential Financial
PRU
$42.6B
$239K 0.01%
2,596
-1,699
-40% -$145K
GEN icon
312
Gen Digital
GEN
$16.5B
$236K 0.01%
9,992
-6,358
-39% -$149K
CVO
313
DELISTED
Cenevo, Inc.
CVO
$233K 0.01%
8,475
– –
ZEP
314
DELISTED
ZEP INC COM STK (DE)
ZEP
$228K 0.01%
12,573
– –
GURE
315
Gulf Resources
GURE
$4.88M
$225K 0.01%
1,914
– –
COLE
316
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$223K 0.01%
+15,900
New +$217K
HLF icon
317
CALL
Herbalife
HLF
$1.3B
$221K 0.01%
+456
New +$15.8K
META icon
318
CALL
Meta Platforms (Facebook)
META
$1.49T
$207K 0.01%
+500
New +$25.1K
GDX icon
319
CALL
VanEck Gold Miners ETF
GDX
$22.5B
$201K 0.01%
+3,500
New +$80.8K
GRVY
320
GRAVITY
GRVY
$428M
$176K 0.01%
47,864
– –
HASI icon
321
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$161K 0.01%
+11,507
New +$140K
HERO
322
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$147K 0.01%
+22,500
New +$152K
MFIC icon
323
MidCap Financial Investment
MFIC
$801M
$127K 0.01%
+5,000
New +$129K
BSX icon
324
Boston Scientific
BSX
$68.4B
$126K 0.01%
+10,450
New +$123K
IO
325
DELISTED
ION Geophysical Corporation
IO
$124K 0.01%
+2,500
New +$152K
11 12
13
14 15

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WJWM
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CL
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CCM
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AIM
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FIA
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VIM
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MAM
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Whitebox Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Whitebox Advisors held 462 positions worth $2.28B, up 20% from $1.9B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Whitebox Advisors withdrew a net $744M in Q4 2013, closing 88 positions and reducing 100 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $4.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Whitebox Advisors opened a new position in EMC CORPORATION worth $23.6M.

  • Whitebox Advisors's largest Q4 2013 buy was EMC CORPORATION: 940,000 shares worth $23.6M.
  • Whitebox Advisors added most to AGNC Investment in Q4 2013, an estimated $48.7M increase.
  • Whitebox Advisors's biggest Q4 2013 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $32.1M.
  • Whitebox Advisors fully exited State Street Health Care Select Sector SPDR ETF in Q4 2013, selling an estimated $4.05M.
  • Whitebox Advisors's ten largest holdings make up 36% of its $2.28B portfolio in Q4 2013.
  • Whitebox Advisors opened 119 new positions and closed 88 in Q4 2013.
  • Whitebox Advisors's portfolio value rose 20% quarter-over-quarter to $2.28B.

Based on Whitebox Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.