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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.35B
AUM Growth
+$67.7M
Cap. Flow
-$768M
Cap. Flow %
-32.71%
Top 10 Hldgs %
29.01%
Holding
497
New
127
Increased
161
Reduced
57
Closed
96

Top Buys

Rank Stock Value
1
YELL
Yellow Corporation Common Stock
YELL
+$39M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$25.8M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$20.6M
4
TWTR
Twitter, Inc.
TWTR
+$19.5M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$16.4M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$162M
2
AGNC icon
AGNC Investment
AGNC
+$19.8M
3
OSG
Octave Specialty Group
OSG
+$15.2M
4
GM.WS.B
General Motors Company
GM.WS.B
+$11.8M
5
OSIS icon
OSI Systems
OSIS
+$9.75M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.02%
2 Technology 6.01%
3 Industrials 5.8%
4 Financials 4.85%
5 Real Estate 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STGW icon
276
Stagwell
STGW
$2B
$841K 0.04%
36,870
-23,950
-39% -$573K
EQC
277
DELISTED
Equity Commonwealth
EQC
$828K 0.04%
+31,500
New +$805K
NEON icon
278
Neonode
NEON
$12.6M
$818K 0.03%
14,379
-76,006
-84% -$4.87M
SURG
279
DELISTED
SYNERGETICS USA, INC.
SURG
$807K 0.03%
+264,577
New +$896K
VTNR
280
DELISTED
Vertex Energy, Inc
VTNR
$774K 0.03%
119,938
-90,062
-43% -$346K
BXE
281
DELISTED
Bellatrix Exploration Ltd.
BXE
$769K 0.03%
+18,240
New +$693K
TSYS
282
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$761K 0.03%
+330,839
New +$752K
PDCE
283
DELISTED
PDC Energy, Inc.
PDCE
$760K 0.03%
+12,200
New +$669K
NLST
284
DELISTED
Netlist, Inc.
NLST
$755K 0.03%
+397,500
New +$658K
ENZ
285
DELISTED
Enzo Biochem, Inc.
ENZ
$753K 0.03%
+181,100
New +$621K
MEI icon
286
Methode Electronics
MEI
$458M
$736K 0.03%
+24,000
New +$793K
META icon
287
Meta Platforms (Facebook)
META
$1.49T
$723K 0.03%
+12,000
New +$760K
INWK
288
DELISTED
InnerWorkings, Inc.
INWK
$699K 0.03%
+91,216
New +$704K
USCR
289
DELISTED
U S Concrete, Inc.
USCR
$666K 0.03%
28,332
+750
+3% +$17.5K
STNR
290
DELISTED
STEINER LEISURE LTD
STNR
$665K 0.03%
14,376
-3,400
-19% -$162K
USATP
291
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$653K 0.03%
37,830
+3,284
+10% +$63.6K
AVB icon
292
AvalonBay Communities
AVB
$27.5B
$648K 0.03%
+4,934
New +$622K
SB icon
293
Safe Bulkers
SB
$772M
$645K 0.03%
67,701
-42,000
-38% -$417K
AGO icon
294
CALL
Assured Guaranty
AGO
$3.73B
$644K 0.03%
5,400
– –
ACLS icon
295
Axcelis
ACLS
$3.44B
$627K 0.03%
72,856
+2,000
+3% +$18.4K
USPH icon
296
US Physical Therapy
USPH
$1.22B
$626K 0.03%
+18,100
New +$601K
MATX icon
297
Matsons
MATX
$6.11B
$606K 0.03%
24,532
-41,690
-63% -$1.03M
SFY
298
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$597K 0.03%
+55,500
New +$648K
OPY icon
299
Oppenheimer Holdings
OPY
$1.18B
$582K 0.02%
20,731
+500
+2% +$12.7K
SHLD
300
DELISTED
Sears Holding Corporation
SHLD
$574K 0.02%
+15,899
New +$501K
10 11
12
13 14

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Whitebox Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Whitebox Advisors held 497 positions worth $2.35B, up 3% from $2.28B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Whitebox Advisors withdrew a net $768M in Q1 2014, closing 96 positions and reducing 57 holdings. Its most notable exit was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $162M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Whitebox Advisors opened a new position in Yellow Corporation Common Stock worth $42M.

  • Whitebox Advisors's largest Q1 2014 buy was Yellow Corporation Common Stock: 1,866,667 shares worth $42M.
  • Whitebox Advisors added most to State Street Industrial Select Sector SPDR ETF in Q1 2014, an estimated $16.4M increase.
  • Whitebox Advisors's biggest Q1 2014 reduction was AGNC Investment, cutting an estimated $19.8M.
  • Whitebox Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q1 2014, selling an estimated $162M.
  • Whitebox Advisors's ten largest holdings make up 29% of its $2.35B portfolio in Q1 2014.
  • Whitebox Advisors opened 127 new positions and closed 96 in Q1 2014.
  • Whitebox Advisors's portfolio value rose 3% quarter-over-quarter to $2.35B.

Based on Whitebox Advisors's 13F filing for Q1 2014, filed 14 May 2014.