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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.35B
AUM Growth
+$67.7M
Cap. Flow
-$768M
Cap. Flow %
-32.71%
Top 10 Hldgs %
29.01%
Holding
497
New
127
Increased
161
Reduced
57
Closed
96

Top Buys

Rank Stock Value
1
YELL
Yellow Corporation Common Stock
YELL
+$39M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$25.8M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$20.6M
4
TWTR
Twitter, Inc.
TWTR
+$19.5M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$16.4M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$162M
2
AGNC icon
AGNC Investment
AGNC
+$19.8M
3
OSG
Octave Specialty Group
OSG
+$15.2M
4
GM.WS.B
General Motors Company
GM.WS.B
+$11.8M
5
OSIS icon
OSI Systems
OSIS
+$9.75M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.02%
2 Technology 6.01%
3 Industrials 5.8%
4 Financials 4.85%
5 Real Estate 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
251
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.04M 0.04%
8,467
-4,150
-33% -$762K
CMLS
252
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$1.03M 0.04%
+18,687
New +$1.02M
EPAM icon
253
EPAM Systems
EPAM
$5.58B
$1.03M 0.04%
+31,400
New +$1.19M
AHT
254
Ashford Hospitality Trust
AHT
$20.8M
$1.03M 0.04%
98
-106
-52% -$977K
RAMP icon
255
LiveRamp
RAMP
$2.29B
$1.03M 0.04%
29,850
+750
+3% +$27K
BLDR icon
256
Builders FirstSource
BLDR
$7.29B
$1.02M 0.04%
+112,674
New +$915K
SPY icon
257
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.01M 0.04%
3,500
+1,500
+75% +$275K
TTEC icon
258
TTEC Holdings
TTEC
$124M
$1.01M 0.04%
+41,279
New +$955K
AAL icon
259
American Airlines Group
AAL
$9.82B
$1.01M 0.04%
27,610
-188,904
-87% -$6.43M
ABCB icon
260
Ameris Bancorp
ABCB
$5.89B
$1M 0.04%
+42,990
New +$916K
QLIK
261
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$997K 0.04%
37,500
+15,000
+67% +$419K
FTNT icon
262
Fortinet
FTNT
$112B
$991K 0.04%
225,000
+17,500
+8% +$76.5K
HASI icon
263
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$990K 0.04%
69,009
+57,502
+500% +$797K
TRK
264
DELISTED
Speedway Motorsports, Inc.
TRK
$990K 0.04%
+52,876
New +$1.03M
SRI icon
265
Stoneridge
SRI
$200M
$979K 0.04%
87,196
-149,309
-63% -$1.68M
UPS icon
266
United Parcel Service
UPS
$88.9B
$974K 0.04%
+10,000
New +$975K
NEM icon
267
CALL
Newmont
NEM
$96.2B
$971K 0.04%
+15,000
New +$357K
XLI icon
268
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$960K 0.04%
+10,000
New +$514K
GOGO icon
269
Gogo Inc
GOGO
$525M
$944K 0.04%
+45,977
New +$1.01M
PLPM
270
DELISTED
Planet Payment, Inc
PLPM
$905K 0.04%
+330,389
New +$1.1M
JOY
271
DELISTED
Joy Global Inc
JOY
$870K 0.04%
15,000
-5,000
-25% -$278K
CPSS icon
272
Consumer Portfolio Services
CPSS
$209M
$869K 0.04%
+127,027
New +$1.03M
FCX icon
273
CALL
Freeport-McMoran
FCX
$86.2B
$865K 0.04%
3,620
+370
+11% +$12.3K
HAR
274
DELISTED
Harman International Industries
HAR
$857K 0.04%
8,050
-32,650
-80% -$3.25M
MDXG icon
275
MiMedx Group
MDXG
$630M
$847K 0.04%
138,223
-158,861
-53% -$1.17M
9 10
11
12 13

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Whitebox Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Whitebox Advisors held 497 positions worth $2.35B, up 3% from $2.28B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Whitebox Advisors withdrew a net $768M in Q1 2014, closing 96 positions and reducing 57 holdings. Its most notable exit was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $162M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Whitebox Advisors opened a new position in Yellow Corporation Common Stock worth $42M.

  • Whitebox Advisors's largest Q1 2014 buy was Yellow Corporation Common Stock: 1,866,667 shares worth $42M.
  • Whitebox Advisors added most to State Street Industrial Select Sector SPDR ETF in Q1 2014, an estimated $16.4M increase.
  • Whitebox Advisors's biggest Q1 2014 reduction was AGNC Investment, cutting an estimated $19.8M.
  • Whitebox Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q1 2014, selling an estimated $162M.
  • Whitebox Advisors's ten largest holdings make up 29% of its $2.35B portfolio in Q1 2014.
  • Whitebox Advisors opened 127 new positions and closed 96 in Q1 2014.
  • Whitebox Advisors's portfolio value rose 3% quarter-over-quarter to $2.35B.

Based on Whitebox Advisors's 13F filing for Q1 2014, filed 14 May 2014.