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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.28B
AUM Growth
+$382M
Cap. Flow
-$744M
Cap. Flow %
-32.67%
Top 10 Hldgs %
35.54%
Holding
462
New
119
Increased
99
Reduced
100
Closed
88

Top Buys

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$48.7M
2
EMC
EMC CORPORATION
EMC
+$22.8M
3
OSIS icon
OSI Systems
OSIS
+$12.6M
4
SGM
Stonegate Mortgage Corporation
SGM
+$10.9M
5
OSG
Octave Specialty Group
OSG
+$10.5M

Top Sells

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$32.1M
2
AGO icon
Assured Guaranty
AGO
+$7.05M
3
AAPL icon
Apple
AAPL
+$5.63M
4
HAR
Harman International Industries
HAR
+$5.38M
5
ONIT
Onity Group
ONIT
+$5.14M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Financials 4.63%
3 Real Estate 4.37%
4 Consumer Discretionary 4.36%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNR
251
DELISTED
STEINER LEISURE LTD
STNR
$874K 0.04%
17,776
-4,650
-21% -$264K
SGY
252
DELISTED
Stone Energy
SGY
$855K 0.04%
435
-318
-42% -$609K
AGO icon
253
CALL
Assured Guaranty
AGO
$3.73B
$840K 0.04%
+5,400
New +$117K
GLW icon
254
Corning
GLW
$107B
$837K 0.04%
46,957
-33,215
-41% -$547K
EQT icon
255
EQT Corp
EQT
$32.9B
$827K 0.04%
16,930
-11,850
-41% -$560K
BBG
256
DELISTED
Bill Barrett Corp
BBG
$821K 0.04%
30,646
-21,678
-41% -$590K
ANGO icon
257
AngioDynamics
ANGO
$605M
$811K 0.04%
+47,173
New +$726K
DNY
258
DELISTED
DONNELLEY R R & SONS CO
DNY
$801K 0.04%
39,511
-25,192
-39% -$511K
FTNT icon
259
Fortinet
FTNT
$112B
$794K 0.03%
+207,500
New +$809K
UFS
260
DELISTED
DOMTAR CORPORATION (New)
UFS
$773K 0.03%
16,396
-42,938
-72% -$1.87M
LNC icon
261
Lincoln National
LNC
$7.92B
$758K 0.03%
+14,685
New +$703K
VTNR
262
DELISTED
Vertex Energy, Inc
VTNR
$704K 0.03%
+210,000
New +$649K
ACLS icon
263
Axcelis
ACLS
$3.44B
$692K 0.03%
70,856
-29,519
-29% -$268K
BHR
264
Braemar Hotels & Resorts
BHR
$163M
$684K 0.03%
+37,934
New +$742K
USO icon
265
CALL
United States Oil Fund
USO
$2.15B
$670K 0.03%
+675
New +$190K
MRC
266
DELISTED
MRC Global
MRC
$642K 0.03%
19,910
-42,250
-68% -$1.27M
DZSI
267
DELISTED
DZS Inc. Common Stock
DZSI
$640K 0.03%
+23,960
New +$513K
AEGN
268
DELISTED
Aegion Corp
AEGN
$636K 0.03%
29,058
+9,000
+45% +$195K
USCR
269
DELISTED
U S Concrete, Inc.
USCR
$624K 0.03%
+27,582
New +$601K
XRM
270
DELISTED
Xerium Technologies Inc (new)
XRM
$621K 0.03%
+37,632
New +$491K
WRES
271
DELISTED
WARREN RESOURCES INC
WRES
$612K 0.03%
+195,055
New +$609K
VOYA icon
272
Voya Financial
VOYA
$8.96B
$607K 0.03%
17,273
-11,467
-40% -$378K
HIG icon
273
Hartford Financial Services
HIG
$39.9B
$606K 0.03%
16,733
-11,077
-40% -$381K
QLIK
274
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$599K 0.03%
+22,500
New +$621K
USATP
275
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$587K 0.03%
34,546
– –
9 10
11
12 13

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Whitebox Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Whitebox Advisors held 462 positions worth $2.28B, up 20% from $1.9B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Whitebox Advisors withdrew a net $744M in Q4 2013, closing 88 positions and reducing 100 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $4.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Whitebox Advisors opened a new position in EMC CORPORATION worth $23.6M.

  • Whitebox Advisors's largest Q4 2013 buy was EMC CORPORATION: 940,000 shares worth $23.6M.
  • Whitebox Advisors added most to AGNC Investment in Q4 2013, an estimated $48.7M increase.
  • Whitebox Advisors's biggest Q4 2013 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $32.1M.
  • Whitebox Advisors fully exited State Street Health Care Select Sector SPDR ETF in Q4 2013, selling an estimated $4.05M.
  • Whitebox Advisors's ten largest holdings make up 36% of its $2.28B portfolio in Q4 2013.
  • Whitebox Advisors opened 119 new positions and closed 88 in Q4 2013.
  • Whitebox Advisors's portfolio value rose 20% quarter-over-quarter to $2.28B.

Based on Whitebox Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.