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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.35B
AUM Growth
+$67.7M
Cap. Flow
-$768M
Cap. Flow %
-32.71%
Top 10 Hldgs %
29.01%
Holding
497
New
127
Increased
161
Reduced
57
Closed
96

Top Buys

Rank Stock Value
1
YELL
Yellow Corporation Common Stock
YELL
+$39M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$25.8M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$20.6M
4
TWTR
Twitter, Inc.
TWTR
+$19.5M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$16.4M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$162M
2
AGNC icon
AGNC Investment
AGNC
+$19.8M
3
OSG
Octave Specialty Group
OSG
+$15.2M
4
GM.WS.B
General Motors Company
GM.WS.B
+$11.8M
5
OSIS icon
OSI Systems
OSIS
+$9.75M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.02%
2 Technology 6.01%
3 Industrials 5.8%
4 Financials 4.85%
5 Real Estate 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZPN
226
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.31M 0.06%
31,000
+3,500
+13% +$148K
MDVN
227
DELISTED
MEDIVATION, INC.
MDVN
$1.31M 0.06%
+40,600
New +$1.5M
NFX
228
DELISTED
Newfield Exploration
NFX
$1.3M 0.06%
+41,550
New +$1.1M
NMA
229
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$1.3M 0.06%
100,000
– –
DNY
230
DELISTED
DONNELLEY R R & SONS CO
DNY
$1.28M 0.05%
71,477
+31,966
+81% +$572K
WKC icon
231
World Kinect Corp
WKC
$2.07B
$1.26M 0.05%
28,600
-52,600
-65% -$2.33M
KBR icon
232
KBR
KBR
$4.56B
$1.25M 0.05%
47,000
+6,500
+16% +$196K
VOYA icon
233
Voya Financial
VOYA
$8.96B
$1.24M 0.05%
34,238
+16,965
+98% +$602K
PDLI
234
DELISTED
PDL BioPharma, Inc.
PDLI
$1.23M 0.05%
+147,665
New +$1.27M
SFE
235
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.22M 0.05%
55,073
+3,217
+6% +$63.9K
TEAR
236
DELISTED
TearLab Corporation
TEAR
$1.22M 0.05%
17,966
-10,800
-38% -$829K
HIG icon
237
Hartford Financial Services
HIG
$39.9B
$1.2M 0.05%
34,076
+17,343
+104% +$603K
MJN
238
DELISTED
Mead Johnson Nutrition Company
MJN
$1.2M 0.05%
+14,400
New +$1.17M
BGC
239
DELISTED
General Cable Corporation
BGC
$1.19M 0.05%
+46,500
New +$1.35M
URI icon
240
United Rentals
URI
$65.7B
$1.19M 0.05%
12,501
-26,899
-68% -$2.28M
AES icon
241
AES
AES
$10.6B
$1.18M 0.05%
51,267
– –
AGM icon
242
Federal Agricultural Mortgage
AGM
$2.32B
$1.17M 0.05%
35,193
+26,498
+305% +$837K
OMN
243
DELISTED
OMNOVA Solutions Inc.
OMN
$1.15M 0.05%
111,135
+3,000
+3% +$28.6K
OFG icon
244
OFG Bancorp
OFG
$2.21B
$1.14M 0.05%
+66,000
New +$1.05M
RJET
245
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$1.13M 0.05%
123,471
+9,150
+8% +$88.7K
FBP icon
246
First Bancorp
FBP
$4.41B
$1.13M 0.05%
+207,000
New +$1.1M
BEAV
247
DELISTED
B/E Aerospace Inc
BEAV
$1.08M 0.05%
17,263
– –
FANG icon
248
Diamondback Energy
FANG
$56B
$1.08M 0.05%
16,100
-8,000
-33% -$460K
NTK
249
DELISTED
NORTEK INC COM NEW (DE)
NTK
$1.07M 0.05%
13,025
+1,112
+9% +$83.9K
ABG icon
250
Asbury Automotive
ABG
$4.62B
$1.06M 0.05%
+19,200
New +$979K
8 9
10
11 12

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Whitebox Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Whitebox Advisors held 497 positions worth $2.35B, up 3% from $2.28B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Whitebox Advisors withdrew a net $768M in Q1 2014, closing 96 positions and reducing 57 holdings. Its most notable exit was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $162M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Whitebox Advisors opened a new position in Yellow Corporation Common Stock worth $42M.

  • Whitebox Advisors's largest Q1 2014 buy was Yellow Corporation Common Stock: 1,866,667 shares worth $42M.
  • Whitebox Advisors added most to State Street Industrial Select Sector SPDR ETF in Q1 2014, an estimated $16.4M increase.
  • Whitebox Advisors's biggest Q1 2014 reduction was AGNC Investment, cutting an estimated $19.8M.
  • Whitebox Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q1 2014, selling an estimated $162M.
  • Whitebox Advisors's ten largest holdings make up 29% of its $2.35B portfolio in Q1 2014.
  • Whitebox Advisors opened 127 new positions and closed 96 in Q1 2014.
  • Whitebox Advisors's portfolio value rose 3% quarter-over-quarter to $2.35B.

Based on Whitebox Advisors's 13F filing for Q1 2014, filed 14 May 2014.