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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.28B
AUM Growth
+$382M
Cap. Flow
-$744M
Cap. Flow %
-32.67%
Top 10 Hldgs %
35.54%
Holding
462
New
119
Increased
99
Reduced
100
Closed
88

Top Buys

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$48.7M
2
EMC
EMC CORPORATION
EMC
+$22.8M
3
OSIS icon
OSI Systems
OSIS
+$12.6M
4
SGM
Stonegate Mortgage Corporation
SGM
+$10.9M
5
OSG
Octave Specialty Group
OSG
+$10.5M

Top Sells

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$32.1M
2
AGO icon
Assured Guaranty
AGO
+$7.05M
3
AAPL icon
Apple
AAPL
+$5.63M
4
HAR
Harman International Industries
HAR
+$5.38M
5
ONIT
Onity Group
ONIT
+$5.14M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Financials 4.63%
3 Real Estate 4.37%
4 Consumer Discretionary 4.36%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESC
226
DELISTED
EMERITUS CORP
ESC
$1.09M 0.05%
50,367
-32,442
-39% -$664K
BEAV
227
DELISTED
B/E Aerospace Inc
BEAV
$1.09M 0.05%
17,263
– –
RAMP icon
228
LiveRamp
RAMP
$2.29B
$1.08M 0.05%
+29,100
New +$973K
AVGO icon
229
Broadcom
AVGO
$1.76T
$1.06M 0.05%
200,000
-25,000
-11% -$115K
ENT
230
DELISTED
Global Eagle Entertainment Inc.
ENT
$1.06M 0.05%
+2,840
New +$871K
TEN
231
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1.05M 0.05%
18,507
-38,182
-67% -$2.08M
SFE
232
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.04M 0.05%
51,856
+1,183
+2% +$20.9K
TRW
233
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$1.03M 0.05%
13,825
-626
-4% -$47.1K
GM icon
234
General Motors
GM
$80.9B
$1.02M 0.04%
25,067
-17,292
-41% -$653K
SEE
235
DELISTED
Sealed Air
SEE
$1.02M 0.04%
+30,000
New +$915K
QMCO icon
236
Quantum Corp
QMCO
$411M
$1.02M 0.04%
5,296
+596
+13% +$122K
PSIX
237
Power Solutions International
PSIX
$586M
$1.01M 0.04%
13,422
-15,885
-54% -$1.04M
KEY icon
238
KeyCorp
KEY
$23.8B
$1.01M 0.04%
75,000
– –
AKS
239
DELISTED
AK Steel Holding Corp
AKS
$1M 0.04%
122,493
-87,272
-42% -$461K
LEA icon
240
Lear
LEA
$7.39B
$994K 0.04%
12,271
-8,480
-41% -$664K
RAD
241
DELISTED
Rite Aid Corporation
RAD
$988K 0.04%
9,761
-32,624
-77% -$3.47M
OMN
242
DELISTED
OMNOVA Solutions Inc.
OMN
$985K 0.04%
108,135
+12,000
+12% +$103K
TECD
243
DELISTED
Tech Data Corp
TECD
$978K 0.04%
18,950
+2,250
+13% +$115K
KG
244
Kestrel Group
KG
$66.1M
$976K 0.04%
4,465
-670
-13% -$157K
MGA icon
245
Magna International
MGA
$18.8B
$960K 0.04%
23,388
-15,894
-40% -$657K
BMCH
246
DELISTED
BMC Stock Holdings, Inc
BMCH
$923K 0.04%
+50,656
New +$817K
RRTS
247
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$912K 0.04%
+1,353
New +$896K
LQDT icon
248
Liquidity Services
LQDT
$1.2B
$906K 0.04%
40,000
+12,500
+45% +$315K
NTK
249
DELISTED
NORTEK INC COM NEW (DE)
NTK
$889K 0.04%
+11,913
New +$850K
SRDX
250
DELISTED
Surmodics
SRDX
$880K 0.04%
+36,080
New +$851K
8 9
10
11 12

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Whitebox Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Whitebox Advisors held 462 positions worth $2.28B, up 20% from $1.9B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Whitebox Advisors withdrew a net $744M in Q4 2013, closing 88 positions and reducing 100 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $4.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Whitebox Advisors opened a new position in EMC CORPORATION worth $23.6M.

  • Whitebox Advisors's largest Q4 2013 buy was EMC CORPORATION: 940,000 shares worth $23.6M.
  • Whitebox Advisors added most to AGNC Investment in Q4 2013, an estimated $48.7M increase.
  • Whitebox Advisors's biggest Q4 2013 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $32.1M.
  • Whitebox Advisors fully exited State Street Health Care Select Sector SPDR ETF in Q4 2013, selling an estimated $4.05M.
  • Whitebox Advisors's ten largest holdings make up 36% of its $2.28B portfolio in Q4 2013.
  • Whitebox Advisors opened 119 new positions and closed 88 in Q4 2013.
  • Whitebox Advisors's portfolio value rose 20% quarter-over-quarter to $2.28B.

Based on Whitebox Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.