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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$1.9B
AUM Growth
-$8.5M
Cap. Flow
-$638M
Cap. Flow %
-33.65%
Top 10 Hldgs %
38.17%
Holding
458
New
89
Increased
135
Reduced
63
Closed
112

Top Buys

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$34.6M
2
AAPL icon
Apple
AAPL
+$9.93M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$9.42M
4
AGO icon
Assured Guaranty
AGO
+$8.6M
5
ACAS
American Capital Ltd
ACAS
+$6.05M

Top Sells

Rank Stock Value
1
NWS
THE NEWS CORPORATION LTD CL-B
NWS
+$36M
2
IYW icon
iShares US Technology ETF
IYW
+$10.8M
3
DELL
DELL INC
DELL
+$10.2M
4
LCC
US AIRWAYS GROUP INC.
LCC
+$10.1M
5
IBB icon
iShares Biotechnology ETF
IBB
+$9.31M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Consumer Discretionary 4.39%
3 Industrials 4.18%
4 Technology 3.97%
5 Communication Services 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNI icon
226
Nelnet
NNI
$4.96B
$824K 0.04%
21,437
-22,032
-51% -$851K
OMN
227
DELISTED
OMNOVA Solutions Inc.
OMN
$822K 0.04%
96,135
+1,000
+1% +$8.16K
UHAL icon
228
U-Haul Holding Co
UHAL
$14B
$801K 0.04%
43,480
-70,290
-62% -$1.21M
FLY
229
DELISTED
Fly Leasing Limited
FLY
$801K 0.04%
57,711
+1,750
+3% +$24.6K
SFE
230
DELISTED
Safeguard Scientifics, Inc.
SFE
$795K 0.04%
50,673
-15,347
-23% -$236K
SD
231
DELISTED
SANDRIDGE ENERGY, INC.
SD
$793K 0.04%
135,374
+69,306
+105% +$372K
AKS
232
DELISTED
AK Steel Holding Corp
AKS
$787K 0.04%
209,765
+109,361
+109% +$389K
C icon
233
Citigroup
C
$213B
$752K 0.04%
15,500
+9,625
+164% +$487K
ZIXI
234
DELISTED
Zix Corporation
ZIXI
$731K 0.04%
149,500
+500
+0.3% +$2.25K
XCRA
235
DELISTED
Xcerra Corporation
XCRA
$721K 0.04%
+109,500
New +$598K
ICAD
236
DELISTED
iCAD Inc
ICAD
$713K 0.04%
+135,350
New +$781K
CACI icon
237
CACI
CACI
$10.8B
$698K 0.04%
10,095
+5,263
+109% +$351K
POWR
238
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$669K 0.04%
41,658
+1,250
+3% +$19.7K
COCO
239
DELISTED
CORINTHIAN COLLEGES INC
COCO
$630K 0.03%
287,624
-305,904
-52% -$709K
ACET
240
DELISTED
Aceto Corp
ACET
$610K 0.03%
39,041
-4,000
-9% -$61.2K
USATP
241
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$596K 0.03%
34,546
+17,890
+107% +$333K
BBSI icon
242
Barrett Business Services
BBSI
$1.01B
$567K 0.03%
33,712
– –
PMC
243
DELISTED
PharMerica Corporation
PMC
$565K 0.03%
+42,550
New +$573K
FLEX icon
244
Flex
FLEX
$37.7B
$554K 0.03%
+80,947
New +$533K
SB icon
245
Safe Bulkers
SB
$772M
$537K 0.03%
+78,901
New +$464K
CONE
246
DELISTED
CyrusOne Inc Common Stock
CONE
$528K 0.03%
27,841
-21,759
-44% -$434K
RITM icon
247
Rithm Capital
RITM
$5.58B
$515K 0.03%
38,875
+750
+2% +$9.82K
AIMC
248
DELISTED
Altra Industrial Motion Corp
AIMC
$514K 0.03%
19,100
-2,900
-13% -$77.9K
LHCG
249
DELISTED
LHC Group LLC
LHCG
$478K 0.03%
+20,394
New +$467K
AEGN
250
DELISTED
Aegion Corp
AEGN
$476K 0.03%
+20,058
New +$465K
8 9
10
11 12

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CL
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CCM
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AIM
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VIM
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MAM
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Whitebox Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Whitebox Advisors held 458 positions worth $1.9B, down 0.45% from $1.91B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Whitebox Advisors withdrew a net $638M in Q3 2013, closing 112 positions and reducing 63 holdings. Its most notable exit was THE NEWS CORPORATION LTD CL-B, an estimated $36M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Whitebox Advisors opened a new position in Twenty-First Century Fox, Inc. Class B worth $36.6M.

  • Whitebox Advisors's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 1,096,042 shares worth $36.6M.
  • Whitebox Advisors added most to Apple in Q3 2013, an estimated $9.93M increase.
  • Whitebox Advisors's biggest Q3 2013 reduction was DELL INC, cutting an estimated $10.2M.
  • Whitebox Advisors fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $36M.
  • Whitebox Advisors's ten largest holdings make up 38% of its $1.9B portfolio in Q3 2013.
  • Whitebox Advisors opened 89 new positions and closed 112 in Q3 2013.
  • Whitebox Advisors's portfolio value fell 0.45% quarter-over-quarter to $1.9B.

Based on Whitebox Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.