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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
176
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.6M 0.16%
28,632
-70,928
-71% -$3.99M
APO icon
177
Apollo Global Management
APO
$69B
$1.6M 0.16%
42,269
+1,420
+3% +$51.7K
FMB icon
178
First Trust Managed Municipal ETF
FMB
$2.02B
$1.59M 0.16%
28,622
-371
-1% -$20.6K
STZ icon
179
Constellation Brands
STZ
$22.1B
$1.58M 0.16%
7,641
+196
+3% +$39.4K
WBA
180
DELISTED
Walgreens Boots Alliance
WBA
$1.53M 0.15%
27,587
+190
+0.7% +$10.2K
FIS icon
181
Fidelity National Information Services
FIS
$20.7B
$1.52M 0.15%
11,471
+7,216
+170% +$958K
SRVR icon
182
Pacer Data & Infrastructure Real Estate ETF
SRVR
$371M
$1.52M 0.15%
47,076
+38,971
+481% +$1.21M
SUI icon
183
Sun Communities
SUI
$14.7B
$1.5M 0.15%
10,110
-249
-2% -$35.2K
HCA icon
184
HCA Healthcare
HCA
$82.7B
$1.47M 0.14%
12,175
+618
+5% +$79.9K
ETRN
185
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.46M 0.14%
100,109
+23,791
+31% +$366K
WMB icon
186
Williams Companies
WMB
$91.9B
$1.45M 0.14%
60,193
-21,925
-27% -$553K
HRL icon
187
Hormel Foods
HRL
$13.6B
$1.45M 0.14%
33,056
-3,495
-10% -$147K
LFUS icon
188
Littelfuse
LFUS
$10.5B
$1.44M 0.14%
8,122
– –
NKE icon
189
Nike
NKE
$60.5B
$1.42M 0.14%
15,141
+9,540
+170% +$818K
BX icon
190
Blackstone
BX
$152B
$1.41M 0.14%
28,949
-2,300
-7% -$112K
DD icon
191
DuPont de Nemours
DD
$18.5B
$1.41M 0.14%
15,710
+170
+1% +$15K
NTNX icon
192
Nutanix
NTNX
$14.2B
$1.4M 0.14%
+53,370
New +$1.26M
MINT icon
193
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.39M 0.14%
13,653
+3,370
+33% +$343K
IJT icon
194
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$1.38M 0.14%
15,466
– –
IGV icon
195
iShares Expanded Tech-Software Sector ETF
IGV
$12.9B
$1.37M 0.13%
32,270
+1,495
+5% +$65.4K
IP icon
196
International Paper
IP
$19.9B
$1.36M 0.13%
34,352
-93
-0.3% -$3.63K
CII icon
197
BlackRock Enhanced Captial and Income Fund
CII
$1B
$1.33M 0.13%
82,250
+150
+0.2% +$2.38K
K
198
DELISTED
Kellanova
K
$1.31M 0.13%
21,745
+7
+0% +$400
WIW
199
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$1.31M 0.13%
118,616
+4,450
+4% +$49.8K
ITA icon
200
iShares US Aerospace & Defense ETF
ITA
$14B
$1.31M 0.13%
11,670
+142
+1% +$15.5K
6 7
8
9 10

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.