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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$20.7M
Cap. Flow
+$15.6M
Cap. Flow %
7.1%
Top 10 Hldgs %
25.12%
Holding
267
New
33
Increased
113
Reduced
60
Closed
21

Top Buys

Rank Stock Value
1
NGL icon
NGL Energy Partners
NGL
+$1.49M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.35M
3
EQM
EQM Midstream Partners, LP
EQM
+$1.17M
4
GPOR
Gulfport Energy Corp.
GPOR
+$1.11M
5
OHI icon
Omega Healthcare
OHI
+$768K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.37M
2
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$1.81M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$1.14M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$1.1M
5
SPA
Sparton
SPA
+$889K

Sector Composition

Rank Sector Weight
1 Energy 30.76%
2 Miscellaneous 10.44%
3 Consumer Staples 10.42%
4 Financials 9.89%
5 Technology 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
176
3M
MMM
$86.9B
$311K 0.14%
3,118
– –
DE icon
177
Deere & Co
DE
$187B
$306K 0.14%
3,760
-500
-12% -$41.6K
PSX icon
178
Phillips 66
PSX
$102B
$302K 0.14%
5,223
– –
AGN
179
DELISTED
Allergan Inc
AGN
$295K 0.13%
3,258
– –
WM icon
180
Waste Management
WM
$87.5B
$293K 0.13%
+7,100
New +$296K
LM
181
DELISTED
Legg Mason, Inc.
LM
$292K 0.13%
8,735
-300
-3% -$10K
KYN icon
182
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
$290K 0.13%
8,100
– –
UNP icon
183
Union Pacific
UNP
$172B
$289K 0.13%
3,720
+48
+1% +$3.79K
ALL icon
184
Allstate
ALL
$65.6B
$287K 0.13%
5,676
– –
BKEP
185
DELISTED
Blueknight Energy Partners L.P.
BKEP
$282K 0.13%
34,400
+2,000
+6% +$17K
QRE
186
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$282K 0.13%
17,350
+700
+4% +$11.7K
OAK
187
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$280K 0.13%
5,345
-100
-2% -$5.32K
TEF
188
DELISTED
Telefonica
TEF
$279K 0.13%
24,533
+1,343
+6% +$13.9K
JNK icon
189
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.81B
$277K 0.13%
2,316
+176
+8% +$21K
JAZZ icon
190
Jazz Pharmaceuticals
JAZZ
$16B
$276K 0.13%
+3,000
New +$242K
UAL icon
191
United Airlines
UAL
$36.2B
$276K 0.13%
+9,001
New +$290K
PAYX icon
192
Paychex
PAYX
$43.3B
$270K 0.12%
6,649
-199
-3% -$7.86K
GDP
193
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$267K 0.12%
+11,000
New +$221K
SUI icon
194
Sun Communities
SUI
$14.5B
$262K 0.12%
6,148
+648
+12% +$30.6K
AWP
195
abrdn Global Premier Properties Fund
AWP
$354M
$256K 0.12%
11,839
– –
TGNA
196
DELISTED
TEGNA Inc
TGNA
$252K 0.11%
17,969
– –
BIN
197
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$250K 0.11%
9,720
– –
CB
198
DELISTED
CHUBB CORPORATION
CB
$249K 0.11%
2,795
+160
+6% +$13.8K
MPC icon
199
Marathon Petroleum
MPC
$109B
$246K 0.11%
7,638
+14
+0.2% +$492
GHC icon
200
Graham Holdings Company
GHC
$4.81B
$245K 0.11%
+662
New +$223K
6 7
8
9 10

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2013 Portfolio in Review

As of Q3 2013, USCA RIA held 267 positions worth $220M, up 10% from $199M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

USCA RIA deployed $15.6M of net new capital in Q3 2013, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was NGL Energy Partners: 49,500 shares worth $1.53M.

By sector, the portfolio is most concentrated in Energy at 31% of assets, up from 30% a quarter earlier, followed by Miscellaneous and Consumer Staples.

On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $1.81M trimmed.

  • USCA RIA's largest Q3 2013 buy was NGL Energy Partners: 49,500 shares worth $1.53M.
  • USCA RIA added most to EQM Midstream Partners, LP in Q3 2013, an estimated $1.17M increase.
  • USCA RIA's biggest Q3 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $1.81M.
  • USCA RIA fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.37M.
  • USCA RIA's ten largest holdings make up 25% of its $220M portfolio in Q3 2013.
  • USCA RIA opened 33 new positions and closed 21 in Q3 2013.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $220M.

Based on USCA RIA's 13F filing for Q3 2013, filed 14 Nov 2013.