USCA RIA’s Sparton SPA Stock Holding History

USCA RIA’s Portfolio SPA Stock Details SPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-100,000	Closed	-$2.2M	–	467
2017 Q3	$2.2M	Hold	100,000	–	–	0.28%	112
2017 Q2	$2.2M	Hold	100,000	–	–	0.28%	113
2017 Q1	$2.1M	Hold	100,000	–	–	0.31%	100
2016 Q4	$2.38M	Sell	100,000 -5,000	-5%	-$121K	0.37%	74
2016 Q3	$2.76M	Hold	105,000	–	–	0.46%	59
2016 Q2	$2.29M	Hold	105,000	–	–	0.38%	70
2016 Q1	$1.89M	Hold	105,000	–	–	0.34%	80
2015 Q4	$2.1M	Hold	105,000	–	–	0.45%	59
2015 Q3	$2.25M	Hold	105,000	–	–	0.56%	44
2015 Q2	$2.87M	Sell	105,000 -5,000	-5%	-$134K	0.76%	33
2015 Q1	$2.69M	Sell	110,000 -5,000	-4%	-$120K	0.72%	34
2014 Q4	$3.26M	Hold	115,000	–	–	0.9%	28
2014 Q3	$2.83M	Sell	115,000 -10,000	-8%	-$278K	0.86%	27
2014 Q2	$3.47M	Hold	125,000	–	–	1.16%	15
2014 Q1	$3.66M	Sell	125,000 -10,000	-7%	-$304K	1.31%	12
2013 Q4	$3.77M	Sell	135,000 -10,000	-7%	-$258K	1.51%	10
2013 Q3	$3.7M	Sell	145,000 -45,000	-24%	-$889K	1.68%	8
2013 Q2	$3.28M	Buy	+190,000	New	+$2.8M	1.65%	11

Other funds holding SPA

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

GAM Holding Zurich, Switzerland $1.57B AUM 25.73% 1-Year Est. Return

GLAM

Gardner Lewis Asset Management Chadds Ford, Pennsylvania $462M AUM 65.29% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

USCA RIA's SPA Position: Q4 2017 in Review

USCA RIA sold out of Sparton (SPA) in Q4 2017, closing a stake of 100,000 shares — an estimated $2.2M sold.

USCA RIA first reported a position in SPA in Q2 2013 and held it in 18 quarters. The position peaked at $3.77M in Q4 2013. 78 funds tracked by Wall St. Rank hold SPA as of Q4 2017.

USCA RIA reported no remaining Sparton position as of Q4 2017 after selling out during the quarter.
USCA RIA sold 100,000 Sparton shares in Q4 2017, an estimated $2.2M.
USCA RIA first reported a position in Sparton in Q2 2013 and held it in 18 quarters.
USCA RIA's Sparton position peaked at $3.77M in Q4 2013.
78 funds tracked by Wall St. Rank held Sparton as of Q4 2017.

Based on USCA RIA's 13F filing for Q4 2017, filed 9 Feb 2018.