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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$20.7M
Cap. Flow
+$15.6M
Cap. Flow %
7.1%
Top 10 Hldgs %
25.12%
Holding
267
New
33
Increased
113
Reduced
60
Closed
21

Top Buys

Rank Stock Value
1
NGL icon
NGL Energy Partners
NGL
+$1.49M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.35M
3
EQM
EQM Midstream Partners, LP
EQM
+$1.17M
4
GPOR
Gulfport Energy Corp.
GPOR
+$1.11M
5
OHI icon
Omega Healthcare
OHI
+$768K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.37M
2
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$1.81M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$1.14M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$1.1M
5
SPA
Sparton
SPA
+$889K

Sector Composition

Rank Sector Weight
1 Energy 29.59%
2 Consumer Staples 10.35%
3 Financials 9.77%
4 Technology 8.12%
5 Healthcare 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNS
151
DELISTED
UNS ENERGY CORP COM
UNS
$384K 0.17%
8,241
-4,309
-34% -$206K
MUR icon
152
Murphy Oil
MUR
$5.56B
$382K 0.17%
6,331
-4,625
-42% -$272K
FNX icon
153
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$381K 0.17%
8,313
+991
+14% +$44.3K
UBA
154
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$365K 0.17%
18,353
-9,532
-34% -$195K
BAX icon
155
Baxter International
BAX
$11.2B
$359K 0.16%
10,074
– –
RTX icon
156
RTX Corp
RTX
$262B
$356K 0.16%
5,252
+234
+5% +$15.3K
VTLE
157
DELISTED
Vital Energy
VTLE
$356K 0.16%
+600
New +$293K
PCY icon
158
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$355K 0.16%
12,980
+1,186
+10% +$32.2K
FE icon
159
FirstEnergy
FE
$28.5B
$354K 0.16%
9,725
+3,725
+62% +$140K
IGSB icon
160
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$352K 0.16%
+6,686
New +$351K
TRP icon
161
TC Energy
TRP
$72.8B
$352K 0.16%
8,016
-4,419
-36% -$197K
FNF icon
162
Fidelity National Financial
FNF
$13.5B
$351K 0.16%
23,106
– –
PNG
163
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$348K 0.16%
14,950
– –
IBM icon
164
IBM
IBM
$193B
$346K 0.16%
1,953
-142
-7% -$25.8K
ORCL icon
165
Oracle
ORCL
$362B
$340K 0.15%
10,262
+497
+5% +$16.1K
KKR icon
166
KKR & Co
KKR
$85.8B
$338K 0.15%
16,430
– –
IEP icon
167
Icahn Enterprises
IEP
$5.22B
$333K 0.15%
4,000
– –
CINF icon
168
Cincinnati Financial
CINF
$27.7B
$326K 0.15%
6,905
+1,200
+21% +$57.3K
DEM icon
169
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.91B
$325K 0.15%
6,287
+1,427
+29% +$71.7K
L icon
170
Loews
L
$23.6B
$321K 0.15%
6,878
-100
-1% -$4.6K
BAC icon
171
Bank of America
BAC
$432B
$319K 0.15%
23,123
+6,000
+35% +$85.7K
TMO icon
172
Thermo Fisher Scientific
TMO
$196B
$319K 0.15%
3,466
-253
-7% -$22.9K
PXD
173
DELISTED
Pioneer Natural Resource Co.
PXD
$318K 0.14%
+1,685
New +$286K
GSK icon
174
GSK
GSK
$102B
$315K 0.14%
5,026
+240
+5% +$15.4K
HEDJ icon
175
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$314K 0.14%
11,814
+602
+5% +$15.5K
5 6
7
8 9

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2013 Portfolio in Review

As of Q3 2013, USCA RIA held 267 positions worth $220M, up 10% from $199M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

USCA RIA deployed $15.6M of net new capital in Q3 2013, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was NGL Energy Partners: 49,500 shares worth $1.53M.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 29% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $1.81M trimmed.

  • USCA RIA's largest Q3 2013 buy was NGL Energy Partners: 49,500 shares worth $1.53M.
  • USCA RIA added most to EQM Midstream Partners, LP in Q3 2013, an estimated $1.17M increase.
  • USCA RIA's biggest Q3 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $1.81M.
  • USCA RIA fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.37M.
  • USCA RIA's ten largest holdings make up 25% of its $220M portfolio in Q3 2013.
  • USCA RIA opened 33 new positions and closed 21 in Q3 2013.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $220M.

Based on USCA RIA's 13F filing for Q3 2013, filed 14 Nov 2013.