We are live on
!
Find out more
UR
USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
+4.05%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$20.7M
(+10%)
Cap. Flow
+$15.6M
Cap. Flow
% of AUM
7.1%
Top 10 Holdings %
Top 10 Hldgs %
25.12%
Holding
267
New
33
Increased
113
Reduced
60
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NGL Energy Partners
NGL
|
+$1.49M |
| 2 |
iShares National Muni Bond ETF
MUB
|
+$1.35M |
| 3 |
EQM
EQM Midstream Partners, LP
EQM
|
+$1.17M |
| 4 |
GPOR
Gulfport Energy Corp.
GPOR
|
+$1.11M |
| 5 |
Omega Healthcare
OHI
|
+$768K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$3.37M |
| 2 |
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
|
+$1.81M |
| 3 |
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
|
+$1.14M |
| 4 |
BlackRock MuniYield Quality Fund III
MYI
|
+$1.1M |
| 5 |
SPA
Sparton
SPA
|
+$889K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 29.59% |
| 2 | Consumer Staples | 10.35% |
| 3 | Financials | 9.77% |
| 4 | Technology | 8.12% |
| 5 | Healthcare | 7.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
SPDR Gold Trust
GLD
$133B
| $465K | 0.21% |
3,629
+147
| +4% | +$18.9K |
|
127
Blackstone
BX
$150B
| $463K | 0.21% |
18,938
+611
| +3% | +$13.6K |
|
|
HTO
128
H2O America
HTO
$2.67B
| $461K | 0.21% |
+16,450
| New | +$446K |
|
129
Middlesex Water
MSEX
$1.05B
| $458K | 0.21% |
+21,434
| New | +$449K |
|
130
Tanger
SKT
$4.76B
| $456K | 0.21% |
+13,964
| New | +$457K |
|
|
LRE
131
DELISTED
LRR ENERGY LP
LRE
| $446K | 0.2% |
28,000
| – | – |
|
132
Republic Services
RSG
$66.6B
| $444K | 0.2% |
+13,299
| New | +$452K |
|
|
ARP
133
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
| $440K | 0.2% |
21,000
| – | – |
|
134
American International
AIG
$41.5B
| $432K | 0.2% |
8,880
+4,280
| +93% | +$203K |
|
135
General Mills
GIS
$19.7B
| $428K | 0.19% |
+8,941
| New | +$449K |
|
136
Chesapeake Utilities
CPK
$3.25B
| $427K | 0.19% |
+12,213
| New | +$446K |
|
|
WFM
137
DELISTED
Whole Foods Market Inc
WFM
| $426K | 0.19% |
7,276
-2,070
| -22% | -$114K |
|
138
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $425K | 0.19% |
9,698
+1,111
| +13% | +$47K |
|
139
UnitedHealth
UNH
$392B
| $422K | 0.19% |
5,900
-217
| -4% | -$15.5K |
|
140
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
| $420K | 0.19% |
4,585
+1,302
| +40% | +$119K |
|
|
ESRX
141
DELISTED
Express Scripts Holding Company
ESRX
| $416K | 0.19% |
6,732
+770
| +13% | +$49.8K |
|
142
W.P. Carey
WPC
$16.8B
| $415K | 0.19% |
6,556
-3,174
| -33% | -$209K |
|
|
VGR
143
DELISTED
Vector Group Ltd.
VGR
| $414K | 0.19% |
48,569
-24,663
| -34% | -$207K |
|
|
POT
144
DELISTED
Potash Corp Of Saskatchewan
POT
| $414K | 0.19% |
13,232
-32
| -0.2% | -$1.06K |
|
|
HEP
145
DELISTED
Holly Energy Partners, L.P.
HEP
| $413K | 0.19% |
12,478
| – | – |
|
146
Arrow Financial
AROW
$673M
| $405K | 0.18% |
21,044
-10,977
| -34% | -$213K |
|
|
WRI
147
DELISTED
Weingarten Realty Investors
WRI
| $403K | 0.18% |
13,756
| – | – |
|
148
APA Corp
APA
$12.8B
| $402K | 0.18% |
4,724
+162
| +4% | +$13.5K |
|
149
Pentair
PNR
$10.2B
| $402K | 0.18% |
9,220
+1,179
| +15% | +$49.1K |
|
|
ESV
150
DELISTED
Ensco Rowan plc
ESV
| $394K | 0.18% |
1,833
+913
| +99% | +$209K |
|
Similar funds
A
GA
NNP
JJIJ
BAWC
RP
PWA
NIA
USCA RIA's Q3 2013 Portfolio in Review
As of Q3 2013, USCA RIA held 267 positions worth $220M, up 10% from $199M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
USCA RIA deployed $15.6M of net new capital in Q3 2013, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was NGL Energy Partners: 49,500 shares worth $1.53M.
By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 29% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $1.81M trimmed.
- USCA RIA's largest Q3 2013 buy was NGL Energy Partners: 49,500 shares worth $1.53M.
- USCA RIA added most to EQM Midstream Partners, LP in Q3 2013, an estimated $1.17M increase.
- USCA RIA's biggest Q3 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $1.81M.
- USCA RIA fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.37M.
- USCA RIA's ten largest holdings make up 25% of its $220M portfolio in Q3 2013.
- USCA RIA opened 33 new positions and closed 21 in Q3 2013.
- USCA RIA's portfolio value rose 10% quarter-over-quarter to $220M.
Based on USCA RIA's 13F filing for Q3 2013, filed 14 Nov 2013.