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UR
USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
+4.05%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$20.7M
(+10%)
Cap. Flow
+$15.6M
Cap. Flow
% of AUM
7.1%
Top 10 Holdings %
Top 10 Hldgs %
25.12%
Holding
267
New
33
Increased
113
Reduced
60
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NGL Energy Partners
NGL
|
+$1.49M |
| 2 |
iShares National Muni Bond ETF
MUB
|
+$1.35M |
| 3 |
EQM
EQM Midstream Partners, LP
EQM
|
+$1.17M |
| 4 |
GPOR
Gulfport Energy Corp.
GPOR
|
+$1.11M |
| 5 |
Omega Healthcare
OHI
|
+$768K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$3.37M |
| 2 |
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
|
+$1.81M |
| 3 |
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
|
+$1.14M |
| 4 |
BlackRock MuniYield Quality Fund III
MYI
|
+$1.1M |
| 5 |
SPA
Sparton
SPA
|
+$889K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 29.59% |
| 2 | Consumer Staples | 10.35% |
| 3 | Financials | 9.77% |
| 4 | Technology | 8.12% |
| 5 | Healthcare | 7.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Norfolk Southern
NSC
$74.3B
| $581K | 0.26% |
7,506
-1,857
| -20% | -$139K |
|
|
AMRE
102
DELISTED
AMREIT INC NEW COM STK
AMRE
| $581K | 0.26% |
33,500
+5,000
| +18% | +$89.3K |
|
103
Wells Fargo
WFC
$262B
| $576K | 0.26% |
13,944
+1,440
| +12% | +$61.5K |
|
|
PPL
104
PPL Corp
PPL
$27.2B
| $571K | 0.26% |
20,187
+8,647
| +75% | +$248K |
|
105
Expro Ltd
XPRO
$1.79B
| $569K | 0.26% |
+3,167
| New | +$533K |
|
106
Vanguard Total World Stock ETF
VT
$77.2B
| $568K | 0.26% |
10,225
+452
| +5% | +$24.6K |
|
107
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$430M
| $562K | 0.26% |
27,223
-10,327
| -28% | -$217K |
|
108
Target
TGT
$62.6B
| $559K | 0.25% |
8,737
+37
| +0.4% | +$2.52K |
|
109
Prosperity Bancshares
PB
$8.76B
| $557K | 0.25% |
9,000
| – | – |
|
110
eBay
EBAY
$49.3B
| $543K | 0.25% |
23,137
+5,025
| +28% | +$113K |
|
|
RTN
111
DELISTED
Raytheon Company
RTN
| $542K | 0.25% |
7,027
+800
| +13% | +$59.4K |
|
|
EFF
112
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
| $520K | 0.24% |
+29,000
| New | +$563K |
|
113
VanEck IG Floating Rate ETF
FLTR
$2.93B
| $517K | 0.24% |
20,721
-203
| -1% | -$5.06K |
|
114
iShares Core S&P 500 ETF
IVV
$886B
| $513K | 0.23% |
3,038
-231
| -7% | -$38.9K |
|
115
Southside Bancshares
SBSI
$1.02B
| $506K | 0.23% |
22,354
-10,792
| -33% | -$231K |
|
|
NGLS
116
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
| $503K | 0.23% |
9,780
+300
| +3% | +$15.1K |
|
117
Cummins
CMI
$91.2B
| $502K | 0.23% |
3,780
| – | – |
|
118
Abbott
ABT
$175B
| $501K | 0.23% |
15,101
| – | – |
|
119
Medtronic
MDT
$105B
| $501K | 0.23% |
9,407
-200
| -2% | -$10.8K |
|
|
ETP
120
DELISTED
Energy Transfer Partners, L.P.
ETP
| $498K | 0.23% |
15,000
| – | – |
|
121
Sanofi
SNY
$105B
| $495K | 0.23% |
9,782
+350
| +4% | +$17.8K |
|
|
KMG
122
DELISTED
KMG Chemicals Inc
KMG
| $484K | 0.22% |
22,000
| – | – |
|
|
GAS
123
DELISTED
AGL Resources Inc
GAS
| $472K | 0.21% |
+10,244
| New | +$461K |
|
124
Republic Bancorp
RBCAA
$1.78B
| $471K | 0.21% |
17,107
-8,735
| -34% | -$234K |
|
125
Exelon
EXC
$47.8B
| $467K | 0.21% |
22,086
+6,043
| +38% | +$132K |
|
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USCA RIA's Q3 2013 Portfolio in Review
As of Q3 2013, USCA RIA held 267 positions worth $220M, up 10% from $199M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
USCA RIA deployed $15.6M of net new capital in Q3 2013, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was NGL Energy Partners: 49,500 shares worth $1.53M.
By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 29% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $1.81M trimmed.
- USCA RIA's largest Q3 2013 buy was NGL Energy Partners: 49,500 shares worth $1.53M.
- USCA RIA added most to EQM Midstream Partners, LP in Q3 2013, an estimated $1.17M increase.
- USCA RIA's biggest Q3 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $1.81M.
- USCA RIA fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.37M.
- USCA RIA's ten largest holdings make up 25% of its $220M portfolio in Q3 2013.
- USCA RIA opened 33 new positions and closed 21 in Q3 2013.
- USCA RIA's portfolio value rose 10% quarter-over-quarter to $220M.
Based on USCA RIA's 13F filing for Q3 2013, filed 14 Nov 2013.