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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$20.7M
Cap. Flow
+$15.6M
Cap. Flow %
7.1%
Top 10 Hldgs %
25.12%
Holding
267
New
33
Increased
113
Reduced
60
Closed
21

Top Buys

Rank Stock Value
1
NGL icon
NGL Energy Partners
NGL
+$1.49M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.35M
3
EQM
EQM Midstream Partners, LP
EQM
+$1.17M
4
GPOR
Gulfport Energy Corp.
GPOR
+$1.11M
5
OHI icon
Omega Healthcare
OHI
+$768K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.37M
2
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$1.81M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$1.14M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$1.1M
5
SPA
Sparton
SPA
+$889K

Sector Composition

Rank Sector Weight
1 Energy 29.59%
2 Consumer Staples 10.35%
3 Financials 9.77%
4 Technology 8.12%
5 Healthcare 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
76
Coca-Cola
KO
$354B
$870K 0.4%
22,962
+10,910
+91% +$431K
ACH
77
Accendra Health
ACH
$242M
$870K 0.4%
25,157
+6,772
+37% +$237K
ARTNA icon
78
Artesian Resources
ARTNA
$350M
$852K 0.39%
38,272
+11,146
+41% +$251K
YORW icon
79
York Water
YORW
$503M
$852K 0.39%
42,454
+11,443
+37% +$234K
MDLZ icon
80
Mondelez International
MDLZ
$78.1B
$830K 0.38%
26,422
+69
+0.3% +$2.14K
OKS
81
DELISTED
Oneok Partners LP
OKS
$820K 0.37%
15,460
-350
-2% -$17.7K
DD
82
DELISTED
Du Pont De Nemours E I
DD
$814K 0.37%
14,639
-4,814
-25% -$263K
SE
83
DELISTED
Spectra Energy Corp Wi
SE
$792K 0.36%
23,132
+5,236
+29% +$181K
SYY icon
84
Sysco
SYY
$39.3B
$764K 0.35%
24,003
+14,689
+158% +$493K
OHI icon
85
Omega Healthcare
OHI
$15.1B
$754K 0.34%
+25,236
New +$768K
MA icon
86
Mastercard
MA
$470B
$734K 0.33%
10,920
– –
BP icon
87
BP
BP
$112B
$733K 0.33%
21,314
-214
-1% -$7.34K
AEP icon
88
American Electric Power
AEP
$72.4B
$732K 0.33%
16,894
+9,812
+139% +$436K
BA icon
89
Boeing
BA
$164B
$695K 0.32%
5,917
+320
+6% +$34.5K
PSA icon
90
Public Storage
PSA
$54.7B
$674K 0.31%
4,197
– –
LFUS icon
91
Littelfuse
LFUS
$10.5B
$673K 0.31%
8,600
– –
EEP
92
DELISTED
Enbridge Energy Partners
EEP
$655K 0.3%
21,507
+207
+1% +$6.35K
SLB icon
93
SLB Ltd
SLB
$71.3B
$652K 0.3%
7,376
-307
-4% -$25.2K
HD icon
94
Home Depot
HD
$330B
$649K 0.3%
8,553
+3
+0% +$232
JEF icon
95
Jefferies Financial Group
JEF
$12.9B
$640K 0.29%
26,259
+2,234
+9% +$53.5K
ETR icon
96
Entergy
ETR
$53.6B
$638K 0.29%
20,200
-1,200
-6% -$39.8K
EMC
97
DELISTED
EMC CORPORATION
EMC
$636K 0.29%
24,881
+3,843
+18% +$99.8K
EMR icon
98
Emerson Electric
EMR
$78.2B
$626K 0.28%
9,668
+16
+0.2% +$979
PEP icon
99
PepsiCo
PEP
$185B
$596K 0.27%
7,495
-1,970
-21% -$162K
VZ icon
100
Verizon
VZ
$185B
$593K 0.27%
12,695
+1,329
+12% +$64.9K
2 3
4
5 6

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A
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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2013 Portfolio in Review

As of Q3 2013, USCA RIA held 267 positions worth $220M, up 10% from $199M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

USCA RIA deployed $15.6M of net new capital in Q3 2013, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was NGL Energy Partners: 49,500 shares worth $1.53M.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 29% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $1.81M trimmed.

  • USCA RIA's largest Q3 2013 buy was NGL Energy Partners: 49,500 shares worth $1.53M.
  • USCA RIA added most to EQM Midstream Partners, LP in Q3 2013, an estimated $1.17M increase.
  • USCA RIA's biggest Q3 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $1.81M.
  • USCA RIA fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.37M.
  • USCA RIA's ten largest holdings make up 25% of its $220M portfolio in Q3 2013.
  • USCA RIA opened 33 new positions and closed 21 in Q3 2013.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $220M.

Based on USCA RIA's 13F filing for Q3 2013, filed 14 Nov 2013.