UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Return 39.75%
This Quarter Return
+6.99%
1 Year Return
+39.75%
3 Year Return
+60.54%
5 Year Return
+96.66%
10 Year Return
–
AUM
$1.65B
AUM Growth
+$127M
Cap. Flow
+$31.4M
Cap. Flow %
1.9%
Top 10 Hldgs %
15.42%
Holding
591
New
66
Increased
264
Reduced
146
Closed
21

Top Buys

1
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
$8.52M
2
AMZN icon
Amazon
AMZN
$4.04M
3
SO icon
Southern Company
SO
$2.74M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.66M
5
BTG icon
B2Gold
BTG
$2.23M

Top Sells

1
IUSB icon
iShares Core Total USD Bond Market ETF
IUSB
$9.49M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$6.49M
3
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$5.61M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.42M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$3.2M

Sector Composition

1 Technology 13.7%
2 Financials 12.35%
3 Healthcare 9.24%
4 Energy 7.92%
5 Consumer Staples 7.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KMF
551
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$167K 0.01%
22,000
-100
-0.5% -$759
TETCU
552
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
$140K 0.01%
+14,100
New +$140K
GEL icon
553
Genesis Energy
GEL
$2.03B
$134K 0.01%
11,550
-50
-0.4% -$580
NOK icon
554
Nokia
NOK
$24.5B
$118K 0.01%
22,180
+500
+2% +$2.66K
SLCA
555
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$116K 0.01%
10,000
– –
SILV
556
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$109K 0.01%
12,500
– –
AGI icon
557
Alamos Gold
AGI
$13.5B
$108K 0.01%
14,100
– –
SEI
558
Solaris Energy Infrastructure, Inc.
SEI
$1.18B
$107K 0.01%
10,939
+112
+1% +$1.1K
PVG
559
DELISTED
PRETIUM RESOURCES INC.
PVG
$105K 0.01%
11,000
– –
NNDM
560
Nano Dimension
NNDM
$293M
$103K 0.01%
+12,500
New +$103K
LYG icon
561
Lloyds Banking Group
LYG
$64.5B
$102K 0.01%
40,000
– –
NML
562
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
$91K 0.01%
18,287
– –
SIRI icon
563
SiriusXM
SIRI
$8.1B
$78K ﹤0.01%
1,190
– –
BNGO icon
564
Bionano Genomics
BNGO
$18.7M
$73K ﹤0.01%
+17
New +$73K
AUY
565
DELISTED
Yamana Gold, Inc.
AUY
$55K ﹤0.01%
13,012
– –
BCIC
566
BCP Investment Corporation Common Stock
BCIC
$160M
$53K ﹤0.01%
2,209
+1,200
+119% +$28.8K
EMWP
567
DELISTED
Eros Media World PLC
EMWP
$23K ﹤0.01%
750
-1,150
-61% -$35.3K
FREE
568
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-10,000
Closed -$130K
ACI icon
569
Albertsons Companies
ACI
$10.7B
– –
-110,475
Closed -$2.11M
ACWV icon
570
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.29B
– –
-34,649
Closed -$3.42M
AGGY icon
571
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$818M
– –
-109,636
Closed -$5.61M
BRW
572
Saba Capital Income & Opportunities Fund
BRW
$349M
– –
-9,450
Closed -$88K
ICLN icon
573
iShares Global Clean Energy ETF
ICLN
$1.59B
– –
-33,216
Closed -$807K
IGI
574
Western Asset Investment Grade Defined Opportunity Trust
IGI
$100M
– –
-111,173
Closed -$2.38M
IUSB icon
575
iShares Core Total USD Bond Market ETF
IUSB
$34.2B
– –
-179,886
Closed -$9.49M
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