UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+39.8%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.65B
AUM Growth
+$127M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
591
New
Increased
Reduced
Closed

Top Buys

1
+$8.49M
2
+$3.9M
3
+$2.89M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.59M
5
BTG icon
B2Gold
BTG
+$2.59M

Top Sells

1
+$9.49M
2
+$6.49M
3
+$5.61M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$3.42M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.16M

Sector Composition

1 Technology 13.7%
2 Financials 12.35%
3 Healthcare 9.24%
4 Energy 7.92%
5 Consumer Staples 7.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
551
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$167K 0.01%
22,000
-100
TETCU
552
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
$140K 0.01%
+14,100
GEL icon
553
Genesis Energy
GEL
$1.91B
$134K 0.01%
11,550
-50
NOK icon
554
Nokia
NOK
$80.3B
$118K 0.01%
22,180
+500
SLCA
555
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$116K 0.01%
10,000
SILV
556
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$109K 0.01%
12,500
AGI icon
557
Alamos Gold
AGI
$14.9B
$108K 0.01%
14,100
SEI
558
Solaris Energy Infrastructure
SEI
$4.05B
$107K 0.01%
10,939
+112
PVG
559
DELISTED
PRETIUM RESOURCES INC.
PVG
$105K 0.01%
11,000
NNDM
560
Nano Dimension
NNDM
$326M
$103K 0.01%
+12,500
LYG icon
561
Lloyds Banking Group
LYG
$77.4B
$102K 0.01%
40,000
NML
562
Neuberger Energy Infrastructure and Income Fund Inc
NML
$573M
$91K 0.01%
18,287
SIRI icon
563
SiriusXM
SIRI
$9.09B
$78K ﹤0.01%
1,190
BNGO icon
564
Bionano Genomics
BNGO
$13.4M
$73K ﹤0.01%
+17
AUY
565
DELISTED
Yamana Gold, Inc.
AUY
$55K ﹤0.01%
13,012
BCIC
566
BCP Investment Corp
BCIC
$91.6M
$53K ﹤0.01%
2,209
+1,200
EMWP
567
DELISTED
Eros Media World PLC
EMWP
$23K ﹤0.01%
750
-1,150
ACI icon
568
Albertsons Companies
ACI
$8.09B
– –
-110,475
ACWV icon
569
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.25B
– –
-34,649
AGGY icon
570
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$870M
– –
-109,636
BRW
571
Saba Capital Income & Opportunities Fund
BRW
$287M
– –
-9,450
ICLN icon
572
iShares Global Clean Energy ETF
ICLN
$2.91B
– –
-33,216
IGI
573
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.7M
– –
-111,173
IUSB icon
574
iShares Core Universal USD Bond ETF
IUSB
$37.2B
– –
-179,886
JHSC icon
575
John Hancock Multifactor Small Cap ETF
JHSC
$662M
– –
-39,945
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