UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.75%
This Quarter Est. Return
1 Year Est. Return
+39.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$96.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
568
New
Increased
Reduced
Closed

Top Buys

1
+$8.05M
2
+$5.54M
3
+$5.5M
4
BK icon
Bank of New York Mellon
BK
+$5.44M
5
EXC icon
Exelon
EXC
+$5.36M

Top Sells

1
+$110M
2
+$75.7M
3
+$54.5M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$15.8M
5
IBB icon
iShares Biotechnology ETF
IBB
+$11.9M

Sector Composition

1 Technology 13.57%
2 Financials 12.52%
3 Healthcare 9.16%
4 Consumer Staples 7.62%
5 Energy 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFRX
526
DELISTED
ContraFect Corporation
CFRX
– –
-181
AER icon
527
AerCap
AER
$24.3B
– –
-5,000
BKNG icon
528
Booking.com
BKNG
$162B
– –
-134
CLOV icon
529
Clover Health Investments
CLOV
$1.34B
– –
-150,425
CTRA icon
530
Coterra Energy
CTRA
$19.9B
– –
-16,309
DGX icon
531
Quest Diagnostics
DGX
$21B
– –
-2,311
DUK icon
532
Duke Energy
DUK
$92.9B
– –
-7,005
EMLP icon
533
First Trust North American Energy Infrastructure Fund
EMLP
$3.49B
– –
-54,989
EQR icon
534
Equity Residential
EQR
$23.3B
– –
-24,198
FINX icon
535
Global X FinTech ETF
FINX
$243M
– –
-7,550
FTCS icon
536
First Trust Capital Strength ETF
FTCS
$8.19B
– –
-10,816
FVD icon
537
First Trust Value Line Dividend Fund
FVD
$8.44B
– –
-34,159
GBIL icon
538
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$6.7B
– –
-2,000
HRL icon
539
Hormel Foods
HRL
$13.6B
– –
-12,958
JMBS icon
540
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$7.13B
– –
-6,683
KBA icon
541
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$219M
– –
-30,246
KBWB icon
542
Invesco KBW Bank ETF
KBWB
$6.12B
– –
-52,403
LYV icon
543
Live Nation Entertainment
LYV
$32.7B
– –
-31,905
MINT icon
544
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$14.7B
– –
-4,525
NOBL icon
545
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.4B
– –
-7,489
OTRK
546
DELISTED
Ontrak
OTRK
– –
-154
QUAL icon
547
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
– –
-6,106
SFM icon
548
Sprouts Farmers Market
SFM
$7.07B
– –
-65,790
SMB icon
549
VanEck Short Muni ETF
SMB
$302M
– –
-15,000
SO icon
550
Southern Company
SO
$98.1B
– –
-15,079
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