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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$96.7M
Cap. Flow
+$8.87M
Cap. Flow %
0.58%
Top 10 Hldgs %
14.47%
Holding
568
New
80
Increased
225
Reduced
138
Closed
43

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$7.83M
2
PLTR icon
Palantir
PLTR
+$5.88M
3
KO icon
Coca-Cola
KO
+$5.26M
4
EXC icon
Exelon
EXC
+$5.16M
5
ORCL icon
Oracle
ORCL
+$5.12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$107M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$55.4M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$15.2M
5
IBB icon
iShares Biotechnology ETF
IBB
+$12.6M

Sector Composition

Rank Sector Weight
1 Technology 13.57%
2 Financials 12.52%
3 Healthcare 9.16%
4 Consumer Staples 7.62%
5 Energy 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AER icon
526
AerCap
AER
$23.9B
– –
-5,000
Closed -$228K
BKNG icon
527
Booking.com
BKNG
$138B
– –
-3,350
Closed -$298K
CLOV icon
528
Clover Health Investments
CLOV
$2.28B
– –
-150,425
Closed -$2.52M
CTRA
529
DELISTED
Coterra Energy
CTRA
– –
-16,309
Closed -$266K
DGX icon
530
Quest Diagnostics
DGX
$25.1B
– –
-2,311
Closed -$275K
DUK icon
531
Duke Energy
DUK
$102B
– –
-7,005
Closed -$641K
EMLP icon
532
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
– –
-54,989
Closed -$1.15M
EQR icon
533
Equity Residential
EQR
$25.4B
– –
-24,198
Closed -$1.43M
FINX icon
534
Global X FinTech ETF
FINX
$168M
– –
-7,550
Closed -$353K
FTCS icon
535
First Trust Capital Strength ETF
FTCS
$7.88B
– –
-10,816
Closed -$730K
FVD icon
536
First Trust Value Line Dividend Fund
FVD
$8.29B
– –
-34,159
Closed -$1.2M
GBIL icon
537
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
– –
-2,000
Closed -$200K
HRL icon
538
Hormel Foods
HRL
$13.9B
– –
-12,958
Closed -$604K
JMBS icon
539
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.71B
– –
-6,683
Closed -$357K
KBA icon
540
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
– –
-30,246
Closed -$1.39M
KBWB icon
541
Invesco KBW Bank ETF
KBWB
$7.08B
– –
-52,403
Closed -$2.64M
LYV icon
542
Live Nation Entertainment
LYV
$41.2B
– –
-31,905
Closed -$2.34M
MINT icon
543
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-4,525
Closed -$462K
NOBL icon
544
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
– –
-14,978
Closed -$598K
OTRK
545
DELISTED
Ontrak
OTRK
– –
-154
Closed -$856K
QUAL icon
546
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
– –
-6,106
Closed -$710K
SFM icon
547
Sprouts Farmers Market
SFM
$7.04B
– –
-65,790
Closed -$1.32M
SMB icon
548
VanEck Short Muni ETF
SMB
$312M
– –
-15,000
Closed -$272K
SO icon
549
Southern Company
SO
$110B
– –
-15,079
Closed -$926K
TJX icon
550
TJX Companies
TJX
$170B
– –
-3,378
Closed -$231K
19 20 21
22
23

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NNP
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PWA
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USCA RIA's Q1 2021 Portfolio in Review

As of Q1 2021, USCA RIA held 568 positions worth $1.52B, up 6.8% from $1.42B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA's Q1 2021 filing shows 80 new, 225 increased, 138 reduced and 43 closed positions. Its largest new stake was iShares Micro-Cap ETF: 54,795 shares worth $8.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $107M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q1 2021 buy was iShares Micro-Cap ETF: 54,795 shares worth $8.05M.
  • USCA RIA added most to Palantir in Q1 2021, an estimated $5.88M increase.
  • USCA RIA's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $107M.
  • USCA RIA fully exited Invesco KBW Bank ETF in Q1 2021, selling an estimated $2.64M.
  • USCA RIA's ten largest holdings make up 14% of its $1.52B portfolio in Q1 2021.
  • USCA RIA opened 80 new positions and closed 43 in Q1 2021.
  • USCA RIA's portfolio value rose 6.8% quarter-over-quarter to $1.52B.

Based on USCA RIA's 13F filing for Q1 2021, filed 27 Apr 2021.