We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$20.7M
Cap. Flow
+$15.6M
Cap. Flow %
7.1%
Top 10 Hldgs %
25.12%
Holding
267
New
33
Increased
113
Reduced
60
Closed
21

Top Buys

Rank Stock Value
1
NGL icon
NGL Energy Partners
NGL
+$1.49M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.35M
3
EQM
EQM Midstream Partners, LP
EQM
+$1.17M
4
GPOR
Gulfport Energy Corp.
GPOR
+$1.11M
5
OHI icon
Omega Healthcare
OHI
+$768K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.37M
2
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$1.81M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$1.14M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$1.1M
5
SPA
Sparton
SPA
+$889K

Sector Composition

Rank Sector Weight
1 Energy 29.59%
2 Consumer Staples 10.35%
3 Financials 9.77%
4 Technology 8.12%
5 Healthcare 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
26
ConocoPhillips
COP
$145B
$1.82M 0.83%
26,144
+7,133
+38% +$476K
ABBV icon
27
AbbVie
ABBV
$446B
$1.74M 0.79%
38,835
+16,852
+77% +$747K
HAL icon
28
Halliburton
HAL
$27.5B
$1.72M 0.78%
35,709
-1,278
-3% -$59.9K
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$1.58M 0.72%
9,378
+1,018
+12% +$171K
FCX icon
30
Freeport-McMoran
FCX
$92.4B
$1.57M 0.71%
47,391
+12,818
+37% +$392K
QCOM icon
31
Qualcomm
QCOM
$186B
$1.55M 0.71%
23,071
+1,531
+7% +$100K
NGL icon
32
NGL Energy Partners
NGL
$2B
$1.53M 0.69%
+49,500
New +$1.49M
ETN icon
33
Eaton
ETN
$158B
$1.52M 0.69%
22,114
+7,605
+52% +$511K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$661B
$1.49M 0.68%
16,951
+1,431
+9% +$124K
CSCO icon
35
Cisco
CSCO
$443B
$1.48M 0.67%
63,129
+1,773
+3% +$44K
F icon
36
Ford
F
$57.2B
$1.44M 0.65%
85,188
+24,161
+40% +$408K
TWX
37
DELISTED
Time Warner Inc
TWX
$1.37M 0.62%
21,734
-1,922
-8% -$115K
MUB icon
38
iShares National Muni Bond ETF
MUB
$45.2B
$1.37M 0.62%
+13,090
New +$1.35M
LO
39
DELISTED
LORILLARD INC COM STK
LO
$1.36M 0.62%
30,334
+8,052
+36% +$355K
LINE
40
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1.35M 0.62%
52,150
-69,745
-57% -$1.81M
MMP
41
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.34M 0.61%
23,736
+1,400
+6% +$76.9K
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.05T
$1.32M 0.6%
11,626
+720
+7% +$83.1K
QQQ icon
43
Invesco QQQ Trust
QQQ
$470B
$1.32M 0.6%
16,699
-511
-3% -$38.9K
T icon
44
AT&T
T
$158B
$1.31M 0.59%
51,137
-2,703
-5% -$71K
IWM icon
45
iShares Russell 2000 ETF
IWM
$81.6B
$1.3M 0.59%
12,161
+1,401
+13% +$145K
RAI
46
DELISTED
Reynolds American Inc
RAI
$1.27M 0.58%
51,888
+17,524
+51% +$434K
SO icon
47
Southern Company
SO
$107B
$1.26M 0.57%
30,516
+7,106
+30% +$306K
JPM icon
48
JPMorgan Chase
JPM
$924B
$1.25M 0.57%
24,279
+610
+3% +$32.7K
CAT icon
49
Caterpillar
CAT
$412B
$1.24M 0.57%
14,888
-208
-1% -$17.6K
MRK icon
50
Merck
MRK
$315B
$1.24M 0.56%
27,276
+1,077
+4% +$49.2K
1
2
3 4 5

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2013 Portfolio in Review

As of Q3 2013, USCA RIA held 267 positions worth $220M, up 10% from $199M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

USCA RIA deployed $15.6M of net new capital in Q3 2013, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was NGL Energy Partners: 49,500 shares worth $1.53M.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 29% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $1.81M trimmed.

  • USCA RIA's largest Q3 2013 buy was NGL Energy Partners: 49,500 shares worth $1.53M.
  • USCA RIA added most to EQM Midstream Partners, LP in Q3 2013, an estimated $1.17M increase.
  • USCA RIA's biggest Q3 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $1.81M.
  • USCA RIA fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.37M.
  • USCA RIA's ten largest holdings make up 25% of its $220M portfolio in Q3 2013.
  • USCA RIA opened 33 new positions and closed 21 in Q3 2013.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $220M.

Based on USCA RIA's 13F filing for Q3 2013, filed 14 Nov 2013.