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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
301
L3Harris
LHX
$55.8B
$528K 0.05%
2,533
+100
+4% +$20.5K
MFL
302
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$508K 0.05%
37,555
– –
KHC icon
303
Kraft Heinz
KHC
$30.1B
$498K 0.05%
17,834
+1,051
+6% +$30.2K
HAL icon
304
Halliburton
HAL
$27.3B
$496K 0.05%
26,313
-63,665
-71% -$1.32M
ISRG icon
305
Intuitive Surgical
ISRG
$119B
$495K 0.05%
2,751
-120
-4% -$20.8K
ROP icon
306
Roper Technologies
ROP
$35.8B
$488K 0.05%
1,368
+370
+37% +$134K
ARKK icon
307
ARK Innovation ETF
ARKK
$6.05B
$480K 0.05%
11,184
+69
+0.6% +$3.17K
DOCU
308
DocuSign
DOCU
$8.98B
$477K 0.05%
+7,700
New +$403K
AMT icon
309
American Tower
AMT
$76.7B
$475K 0.05%
2,150
+297
+16% +$64.8K
BAB icon
310
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$475K 0.05%
14,652
+225
+2% +$7.22K
SPMB icon
311
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
$464K 0.05%
17,650
+8,770
+99% +$230K
DE icon
312
Deere & Co
DE
$165B
$463K 0.05%
2,744
-356
-11% -$56.9K
FITB
313
Fifth Third Bancorp
FITB
$51.8B
$463K 0.05%
+16,900
New +$463K
EMQQ icon
314
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$461K 0.05%
14,767
+571
+4% +$18.3K
DVY icon
315
iShares Select Dividend ETF
DVY
$23.6B
$460K 0.05%
4,513
– –
FANG icon
316
Diamondback Energy
FANG
$57.8B
$458K 0.05%
5,094
-9,950
-66% -$989K
SHM icon
317
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$458K 0.05%
+9,359
New +$459K
MEN
318
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$452K 0.04%
39,835
– –
IVOG icon
319
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$451K 0.04%
6,474
– –
Y
320
DELISTED
Alleghany Corp
Y
$447K 0.04%
560
-2
-0.4% -$1.47K
AVB icon
321
AvalonBay Communities
AVB
$27.1B
$444K 0.04%
2,060
– –
NVO
322
Novo Nordisk
NVO
$213B
$441K 0.04%
17,070
-70
-0.4% -$1.77K
ALC icon
323
Alcon
ALC
$32.8B
$439K 0.04%
7,530
-5,229
-41% -$314K
AXP icon
324
American Express
AXP
$233B
$438K 0.04%
3,699
+279
+8% +$34.2K
FBIN icon
325
Fortune Brands Innovations
FBIN
$5.94B
$438K 0.04%
9,360
– –
11 12
13
14 15

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NNP
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JJIJ
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PWA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.