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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
251
Waste Connections
WCN
$42.7B
$883K 0.09%
9,600
+1,117
+13% +$103K
SGDM icon
252
Sprott Gold Miners ETF
SGDM
$552M
$857K 0.08%
37,415
-500
-1% -$12K
TXN icon
253
Texas Instruments
TXN
$259B
$840K 0.08%
6,497
-4,931
-43% -$607K
JMBS icon
254
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.7B
$821K 0.08%
15,649
+2,000
+15% +$104K
BLK icon
255
Blackrock
BLK
$161B
$799K 0.08%
1,793
+14
+0.8% +$6.23K
SYK icon
256
Stryker
SYK
$122B
$775K 0.08%
3,582
– –
NEA icon
257
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$768K 0.08%
53,658
-4,104
-7% -$58.2K
FYC icon
258
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.25B
$767K 0.08%
17,487
+1,357
+8% +$61.7K
QDF icon
259
FlexShares Quality Dividend Index Fund
QDF
$2.19B
$766K 0.08%
16,862
+502
+3% +$22.5K
WATT icon
260
Energous
WATT
$83.1M
$756K 0.07%
380
-20
-5% -$46.6K
XYL icon
261
Xylem
XYL
$27.8B
$752K 0.07%
9,445
-399
-4% -$31.4K
ALL icon
262
Allstate
ALL
$65.5B
$749K 0.07%
6,892
+31
+0.5% +$3.23K
CONE
263
DELISTED
CyrusOne Inc Common Stock
CONE
$727K 0.07%
9,185
-17,995
-66% -$1.2M
GLW icon
264
Corning
GLW
$134B
$724K 0.07%
25,375
+302
+1% +$9.04K
EXR icon
265
Extra Space Storage
EXR
$30.7B
$714K 0.07%
6,108
-100
-2% -$11.6K
SMB icon
266
VanEck Short Muni ETF
SMB
$312M
$708K 0.07%
40,027
+12,802
+47% +$227K
SNY icon
267
Sanofi
SNY
$104B
$704K 0.07%
15,198
– –
FTA icon
268
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
$703K 0.07%
13,630
+1,272
+10% +$65.2K
ACWI icon
269
iShares MSCI ACWI ETF
ACWI
$32.7B
$701K 0.07%
9,500
– –
IGHG icon
270
ProShares Investment Grade-Interest Rate Hedged
IGHG
$323M
$696K 0.07%
9,330
– –
LOW icon
271
Lowe's Companies
LOW
$113B
$692K 0.07%
6,293
+248
+4% +$26.2K
SBR
272
Sabine Royalty Trust
SBR
$1.08B
$681K 0.07%
15,700
– –
BDX icon
273
Becton Dickinson
BDX
$42.1B
$678K 0.07%
2,749
+8
+0.3% +$1.98K
VCIT icon
274
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$663K 0.07%
7,268
-199
-3% -$18K
PSA icon
275
Public Storage
PSA
$55.3B
$661K 0.07%
2,697
– –
9 10
11
12 13

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.