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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTR
2351
CALL
DELISTED
Altera Corp
ALTR
$3.01M ﹤0.01%
83,100
-117,200
-59% -$4.02M
HRZN icon
2352
Horizon Technology Finance
HRZN
$294M
$3.01M ﹤0.01%
240,563
+72,530
+43% +$1.01M
BNS icon
2353
PUT
Scotiabank
BNS
$106B
$3M ﹤0.01%
55,747
+1,076
+2% +$57.6K
NCLH icon
2354
Norwegian Cruise Line
NCLH
$9.2B
$3M ﹤0.01%
93,069
+9,749
+12% +$333K
SWFT
2355
DELISTED
Swift Transportation Company
SWFT
$3M ﹤0.01%
121,230
-63,439
-34% -$1.47M
ACP
2356
abrdn Income Credit Strategies Fund
ACP
$641M
$2.99M ﹤0.01%
175,648
+58,095
+49% +$987K
CMS icon
2357
CALL
CMS Energy
CMS
$22.9B
$2.99M ﹤0.01%
102,200
-185,700
-65% -$5.15M
HY icon
2358
Hyster-Yale Materials Handling
HY
$596M
$2.99M ﹤0.01%
30,662
+3,619
+13% +$340K
SLG icon
2359
SL Green Realty
SLG
$3.83B
$2.99M ﹤0.01%
30,669
-16,099
-34% -$1.5M
URBN icon
2360
PUT
Urban Outfitters
URBN
$6.22B
$2.98M ﹤0.01%
81,782
+35,071
+75% +$1.28M
TNDQ
2361
DELISTED
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN
TNDQ
$2.98M ﹤0.01%
81,809
+71,167
+669% +$2.6M
GOF icon
2362
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.98M ﹤0.01%
140,513
+6,249
+5% +$133K
ING icon
2363
ING
ING
$95.7B
$2.98M ﹤0.01%
209,001
-9,111
-4% -$128K
PARA
2364
PUT
DELISTED
Paramount Global Class B
PARA
$2.97M ﹤0.01%
48,100
-22,300
-32% -$1.41M
SHLM
2365
DELISTED
Schulman (A.) Inc
SHLM
$2.97M ﹤0.01%
81,966
+72,171
+737% +$2.48M
AIVI icon
2366
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$2.97M ﹤0.01%
60,276
-25,181
-29% -$1.2M
AVT icon
2367
Avnet
AVT
$7.25B
$2.96M ﹤0.01%
63,635
+8,051
+14% +$345K
CSL icon
2368
Carlisle Companies
CSL
$13.8B
$2.96M ﹤0.01%
37,295
-3,991
-10% -$310K
NQU
2369
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$2.96M ﹤0.01%
222,624
-25,971
-10% -$339K
COO icon
2370
CALL
Cooper Companies
COO
$13.7B
$2.95M ﹤0.01%
+86,000
New +$2.76M
NBL
2371
CALL
DELISTED
Noble Energy, Inc.
NBL
$2.95M ﹤0.01%
41,500
-1,165,100
-97% -$77.1M
WNR
2372
DELISTED
Western Refining Inc
WNR
$2.95M ﹤0.01%
76,358
+33,153
+77% +$1.3M
GA
2373
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$2.95M ﹤0.01%
254,673
-36,466
-13% -$409K
ARCX
2374
DELISTED
Arc Logistics Partners LP
ARCX
$2.94M ﹤0.01%
138,896
+138,513
+36,165% +$2.85M
NSC icon
2375
CALL
Norfolk Southern
NSC
$77.1B
$2.94M ﹤0.01%
30,300
-18,700
-38% -$1.73M
93 94
95
96 97

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.