UBS’s ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN TNDQ Stock Holding History

UBS’s Portfolio TNDQ Stock Details TNDQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.81M	Sell	71,293 -21,604	-23%	-$839K	﹤0.01%	2587
2014 Q2	$3.48M	Buy	92,897 +11,088	+14%	+$401K	﹤0.01%	2301
2014 Q1	$2.98M	Buy	81,809 +71,167	+669%	+$2.6M	﹤0.01%	2375
2013 Q4	$387K	Buy	10,642 +9,792	+1,152%	+$337K	﹤0.01%	4591
2013 Q3	$28K	Buy	850 +750	+750%	+$23.5K	﹤0.01%	7648
2013 Q2	$3K	Buy	+100	New	+$2.94K	﹤0.01%	9709

Other funds holding TNDQ

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's TNDQ Position: Q3 2014 in Review

UBS reduced its ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN (TNDQ) stake by 23% in Q3 2014, selling an estimated $839K and leaving 71,293 shares worth $2.81M. The position accounts for ﹤0.01% of the portfolio, ranked #2587.

UBS first reported a position in TNDQ in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.48M in Q2 2014. 13 funds tracked by Wall St. Rank hold TNDQ as of Q3 2014.

UBS held 71,293 shares of ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN worth $2.81M as of Q3 2014.
UBS sold 21,604 ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN shares in Q3 2014, an estimated $839K.
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2587 holding.
UBS first reported a position in ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN in Q2 2013 and has held it in 6 quarters since.
UBS's ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN position peaked at $3.48M in Q2 2014.
13 funds tracked by Wall St. Rank held ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.