LPL Financial’s ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN TNDQ Stock Holding History

LPL Financial’s Portfolio TNDQ Stock Details TNDQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-15,036	Closed	-$581K	–	2907
2014 Q4	$581K	Buy	15,036 +4,601	+44%	+$175K	﹤0.01%	1679
2014 Q3	$406K	Buy	+10,435	New	+$405K	﹤0.01%	1949
2013 Q4	–	Sell	-8,740	Closed	-$286K	–	2738
2013 Q3	$286K	Sell	8,740 -1,760	-17%	-$55.3K	﹤0.01%	2042
2013 Q2	$309K	Buy	+10,500	New	+$309K	﹤0.01%	1890

Other funds holding TNDQ

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial's TNDQ Position: Q1 2015 in Review

LPL Financial sold out of ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN (TNDQ) in Q1 2015, closing a stake of 15,036 shares — an estimated $581K sold.

LPL Financial first reported a position in TNDQ in Q2 2013 and held it in 4 quarters. The position peaked at $581K in Q4 2014. 12 funds tracked by Wall St. Rank hold TNDQ as of Q1 2015.

LPL Financial reported no remaining ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN position as of Q1 2015 after selling out during the quarter.
LPL Financial sold 15,036 ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN shares in Q1 2015, an estimated $581K.
LPL Financial first reported a position in ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN in Q2 2013 and held it in 4 quarters.
LPL Financial's ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN position peaked at $581K in Q4 2014.
12 funds tracked by Wall St. Rank held ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN as of Q1 2015.

Based on LPL Financial's 13F filing for Q1 2015, filed 14 May 2015.