We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFC
2351
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$2.54M ﹤0.01%
140,719
+14,864
+12% +$271K
UNS
2352
DELISTED
UNS ENERGY CORP COM
UNS
$2.53M ﹤0.01%
54,368
+8,322
+18% +$398K
SODA
2353
PUT
DELISTED
SodaStream International Ltd
SODA
$2.53M ﹤0.01%
40,600
-13,600
-25% -$864K
AVG
2354
DELISTED
AVG Technologies N.V.
AVG
$2.53M ﹤0.01%
105,763
+103,774
+5,217% +$2.31M
ASEA icon
2355
Global X FTSE Southeast Asia ETF
ASEA
$98.2M
$2.53M ﹤0.01%
155,242
+630
+0.4% +$10.5K
TRMB icon
2356
Trimble
TRMB
$13.5B
$2.53M ﹤0.01%
85,161
-91,946
-52% -$2.51M
PXJ icon
2357
Invesco Oil & Gas Services ETF
PXJ
$64.5M
$2.53M ﹤0.01%
20,490
-536
-3% -$65.1K
PSK icon
2358
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$2.52M ﹤0.01%
61,721
-4,584
-7% -$193K
FBIN icon
2359
Fortune Brands Innovations
FBIN
$6.3B
$2.52M ﹤0.01%
70,851
-23,087
-25% -$788K
GEF icon
2360
Greif
GEF
$4.66B
$2.52M ﹤0.01%
51,369
+10,978
+27% +$591K
ED icon
2361
CALL
Consolidated Edison
ED
$41.9B
$2.51M ﹤0.01%
45,600
+5,800
+15% +$334K
JMF
2362
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$2.51M ﹤0.01%
134,294
+1,383
+1% +$27.3K
ALXN
2363
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$2.51M ﹤0.01%
21,600
-24,000
-53% -$2.63M
VOC icon
2364
VOC Energy
VOC
$57M
$2.5M ﹤0.01%
159,893
+11,557
+8% +$173K
DLX icon
2365
Deluxe
DLX
$1.26B
$2.49M ﹤0.01%
59,730
-4,226
-7% -$170K
MBT
2366
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$2.49M ﹤0.01%
111,761
-13,852
-11% -$285K
GOVI icon
2367
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$2.48M ﹤0.01%
82,277
-1,256
-2% -$37.7K
SODA
2368
CALL
DELISTED
SodaStream International Ltd
SODA
$2.48M ﹤0.01%
39,800
-20,300
-34% -$1.29M
AGRO icon
2369
Adecoagro
AGRO
$1.44B
$2.48M ﹤0.01%
334,842
+49,817
+17% +$340K
LOGI icon
2370
CALL
Logitech
LOGI
$15.4B
$2.48M ﹤0.01%
280,100
-40,900
-13% -$306K
EPAY
2371
DELISTED
Bottomline Technologies Inc
EPAY
$2.47M ﹤0.01%
88,714
+5,035
+6% +$144K
CFD
2372
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$2.47M ﹤0.01%
149,315
-19,280
-11% -$327K
XLB icon
2373
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.81B
$2.47M ﹤0.01%
117,600
+84,200
+252% +$1.72M
WWE
2374
DELISTED
World Wrestling Entertainment
WWE
$2.47M ﹤0.01%
242,929
+8,590
+4% +$88.7K
GLAD icon
2375
Gladstone Capital
GLAD
$439M
$2.47M ﹤0.01%
141,351
+4,945
+4% +$84.2K
93 94
95
96 97

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.