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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
2351
Jack Henry & Associates
JKHY
$10.9B
$3.51M ﹤0.01%
63,020
-56,740
-47% -$3.3M
JGV
2352
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$3.51M ﹤0.01%
262,502
+24,850
+10% +$353K
EXC icon
2353
CALL
Exelon
EXC
$46.2B
$3.5M ﹤0.01%
144,126
+10,656
+8% +$250K
CBRL icon
2354
Cracker Barrel
CBRL
$1.25B
$3.5M ﹤0.01%
33,929
+7,858
+30% +$786K
MRH
2355
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$3.5M ﹤0.01%
112,517
+4,207
+4% +$132K
CPS icon
2356
Cooper-Standard Automotive
CPS
$487M
$3.5M ﹤0.01%
56,042
+1,453
+3% +$92.5K
WPS
2357
DELISTED
iShares International Developed Property ETF
WPS
$3.5M ﹤0.01%
95,564
+88
+0.1% +$3.41K
IVH
2358
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$3.5M ﹤0.01%
202,164
+79,414
+65% +$1.42M
KNOP icon
2359
KNOT Offshore Partners
KNOP
$370M
$3.49M ﹤0.01%
139,739
+89,952
+181% +$2.45M
MTLS
2360
Materialise
MTLS
$398M
$3.49M ﹤0.01%
+310,686
New +$3.73M
EGN
2361
DELISTED
Energen
EGN
$3.49M ﹤0.01%
48,285
+285
+0.6% +$22.8K
CNQR
2362
PUT
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$3.49M ﹤0.01%
27,500
+26,800
+3,829% +$2.72M
RBS.PRT
2363
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$3.48M ﹤0.01%
137,748
+22,018
+19% +$557K
PHIIK
2364
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$3.48M ﹤0.01%
84,454
-1,003
-1% -$42.3K
CXA
2365
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
$3.47M ﹤0.01%
146,130
-14,462
-9% -$341K
ZION icon
2366
CALL
Zions Bancorporation
ZION
$10.4B
$3.47M ﹤0.01%
119,500
-1,700
-1% -$49.4K
FNV icon
2367
Franco-Nevada
FNV
$46.4B
$3.46M ﹤0.01%
70,904
+15,102
+27% +$840K
ROSE
2368
DELISTED
ROSETTA RESOURCES INC
ROSE
$3.46M ﹤0.01%
77,757
+21,039
+37% +$1.05M
TFCFA
2369
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3.46M ﹤0.01%
101,000
+100,400
+16,733% +$3.47M
EPOL icon
2370
iShares MSCI Poland ETF
EPOL
$821M
$3.45M ﹤0.01%
121,598
-12,837
-10% -$369K
PEZ icon
2371
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
$3.45M ﹤0.01%
84,475
-6,472
-7% -$275K
SANM icon
2372
Sanmina
SANM
$10.9B
$3.45M ﹤0.01%
165,435
+20,731
+14% +$482K
STPZ icon
2373
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$3.45M ﹤0.01%
65,698
-11,555
-15% -$614K
PBR.A icon
2374
Petrobras Class A
PBR.A
$103B
$3.45M ﹤0.01%
231,599
-50,663
-18% -$901K
PFLT icon
2375
PennantPark Floating Rate Capital
PFLT
$743M
$3.45M ﹤0.01%
250,212
+67
+0% +$944
93 94
95
96 97

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.