UBS’s Invesco Dorsey Wright Consumer Cyclicals Momentum ETF PEZ Stock Holding History

UBS’s Portfolio PEZ Stock Details PEZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3.45M	Sell	84,475 -6,472	-7%	-$275K	﹤0.01%	2381
2014 Q2	$3.89M	Sell	90,947 -11,679	-11%	-$476K	﹤0.01%	2202
2014 Q1	$4.19M	Buy	102,626 +64,201	+167%	+$2.63M	﹤0.01%	2035
2013 Q4	$1.58M	Sell	38,425 -5,909	-13%	-$239K	﹤0.01%	3047
2013 Q3	$1.76M	Sell	44,334 -9,336	-17%	-$360K	﹤0.01%	2720
2013 Q2	$1.93M	Buy	+53,670	New	+$1.87M	﹤0.01%	2577

Other funds holding PEZ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's PEZ Position: Q3 2014 in Review

UBS reduced its Invesco Dorsey Wright Consumer Cyclicals Momentum ETF (PEZ) stake by 7.1% in Q3 2014, selling an estimated $275K and leaving 84,475 shares worth $3.45M. The position accounts for ﹤0.01% of the portfolio, ranked #2381.

UBS first reported a position in PEZ in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.19M in Q1 2014. 24 funds tracked by Wall St. Rank hold PEZ as of Q3 2014.

UBS held 84,475 shares of Invesco Dorsey Wright Consumer Cyclicals Momentum ETF worth $3.45M as of Q3 2014.
UBS sold 6,472 Invesco Dorsey Wright Consumer Cyclicals Momentum ETF shares in Q3 2014, an estimated $275K.
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2381 holding.
UBS first reported a position in Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco Dorsey Wright Consumer Cyclicals Momentum ETF position peaked at $4.19M in Q1 2014.
24 funds tracked by Wall St. Rank held Invesco Dorsey Wright Consumer Cyclicals Momentum ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.