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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS.PR.CL
2326
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$3.64M ﹤0.01%
143,557
-3,637
-2% -$92.3K
JCP
2327
DELISTED
J.C. Penney Company, Inc.
JCP
$3.64M ﹤0.01%
362,133
-89,570
-20% -$878K
CIE
2328
DELISTED
Cobalt International Energy, Inc
CIE
$3.63M ﹤0.01%
17,802
+1,237
+7% +$287K
VONG icon
2329
Vanguard Russell 1000 Growth ETF
VONG
$45.4B
$3.62M ﹤0.01%
153,460
+12,652
+9% +$297K
AVT icon
2330
Avnet
AVT
$7.87B
$3.61M ﹤0.01%
87,079
+11,314
+15% +$493K
BIK
2331
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$3.61M ﹤0.01%
155,761
-1,858
-1% -$46K
NP
2332
DELISTED
Neenah, Inc. Common Stock
NP
$3.61M ﹤0.01%
67,428
+6,141
+10% +$330K
PCYC
2333
CALL
DELISTED
PHARMACYCLICS INC
PCYC
$3.6M ﹤0.01%
30,700
+28,100
+1,081% +$3.2M
BSAC icon
2334
Banco Santander Chile
BSAC
$16.5B
$3.59M ﹤0.01%
162,396
+120,969
+292% +$3M
MOV icon
2335
Movado Group
MOV
$822M
$3.59M ﹤0.01%
108,517
+6,007
+6% +$235K
CIB icon
2336
Grupo Cibest SA
CIB
$23.1B
$3.58M ﹤0.01%
63,141
+17,534
+38% +$1.08M
LYG icon
2337
Lloyds Banking Group
LYG
$88.5B
$3.58M ﹤0.01%
710,125
-185,916
-21% -$935K
DAN icon
2338
Dana Inc
DAN
$3.27B
$3.56M ﹤0.01%
185,946
+44,460
+31% +$1.01M
ERIC icon
2339
Ericsson
ERIC
$33B
$3.55M ﹤0.01%
282,245
+21,702
+8% +$269K
QLIK
2340
PUT
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$3.55M ﹤0.01%
131,200
+4,500
+4% +$118K
NDSN icon
2341
Nordson
NDSN
$17.3B
$3.54M ﹤0.01%
46,593
+10,676
+30% +$837K
EVEP
2342
DELISTED
EV Energy Partners, L.P.
EVEP
$3.54M ﹤0.01%
99,888
+24,883
+33% +$956K
JOYY
2343
JOYY Inc
JOYY
$3.7B
$3.54M ﹤0.01%
47,301
+3,714
+9% +$302K
TECK icon
2344
Teck Resources
TECK
$32.4B
$3.53M ﹤0.01%
186,729
+4,429
+2% +$101K
WEN icon
2345
Wendy's
WEN
$1.44B
$3.52M ﹤0.01%
425,547
-155,893
-27% -$1.28M
UAN icon
2346
CVR Partners
UAN
$1.27B
$3.51M ﹤0.01%
25,596
+4,200
+20% +$690K
MMT
2347
Aberdeen Multi-Market Income Fund
MMT
$244M
$3.51M ﹤0.01%
546,822
-49,370
-8% -$321K
SCHZ icon
2348
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$3.51M ﹤0.01%
135,638
+97,720
+258% +$2.53M
AAIC
2349
DELISTED
Arlington Asset Investment Corp.
AAIC
$3.51M ﹤0.01%
138,162
+132,790
+2,472% +$3.59M
HYT icon
2350
BlackRock Corporate High Yield Fund
HYT
$1.38B
$3.51M ﹤0.01%
296,579
+17,005
+6% +$205K
92 93
94
95 96

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.