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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRF.CL
2376
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$3.44M ﹤0.01%
133,286
+7,002
+6% +$180K
CVS icon
2377
CALL
CVS Health
CVS
$120B
$3.44M ﹤0.01%
43,200
+14,600
+51% +$1.15M
EFR
2378
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$3.43M ﹤0.01%
238,523
-106,475
-31% -$1.56M
FUN icon
2379
Cedar Fair
FUN
$1.63B
$3.42M ﹤0.01%
72,455
+24,336
+51% +$1.21M
BERY
2380
DELISTED
Berry Global Group, Inc.
BERY
$3.42M ﹤0.01%
147,764
-2,754
-2% -$62.8K
BVN icon
2381
Compañía de Minas Buenaventura
BVN
$8.84B
$3.42M ﹤0.01%
295,634
-76,278
-21% -$950K
DFS
2382
PUT
DELISTED
Discover Financial Services
DFS
$3.42M ﹤0.01%
53,100
-2,500
-4% -$157K
NRP icon
2383
Natural Resource Partners
NRP
$1.37B
$3.42M ﹤0.01%
26,197
+1,202
+5% +$189K
ORI icon
2384
Old Republic International
ORI
$10.2B
$3.41M ﹤0.01%
239,071
-134,813
-36% -$2.06M
UIS icon
2385
Unisys
UIS
$205M
$3.41M ﹤0.01%
145,584
-5,059
-3% -$116K
FDX icon
2386
PUT
FedEx
FDX
$76.3B
$3.41M ﹤0.01%
21,100
-20,000
-49% -$3.04M
WT icon
2387
WisdomTree
WT
$3.33B
$3.4M ﹤0.01%
299,167
+23,726
+9% +$270K
VGR
2388
DELISTED
Vector Group Ltd.
VGR
$3.4M ﹤0.01%
276,034
+107,191
+63% +$1.26M
NCZ
2389
Virtus Convertible & Income Fund II
NCZ
$304M
$3.4M ﹤0.01%
92,994
+8,080
+10% +$308K
NEWP
2390
DELISTED
NEWPORT CORP
NEWP
$3.39M ﹤0.01%
191,357
+18,864
+11% +$342K
EWN icon
2391
iShares MSCI Netherlands ETF
EWN
$715M
$3.38M ﹤0.01%
140,213
-35,004
-20% -$859K
CRUS icon
2392
Cirrus Logic
CRUS
$6.11B
$3.38M ﹤0.01%
162,147
+153,658
+1,810% +$3.56M
CZA icon
2393
Invesco Zacks Mid-Cap ETF
CZA
$192M
$3.37M ﹤0.01%
69,871
+53,707
+332% +$2.63M
RCI icon
2394
CALL
Rogers Communications
RCI
$19.1B
$3.37M ﹤0.01%
90,100
+89,000
+8,091% +$3.53M
UAA icon
2395
PUT
Under Armour
UAA
$2.29B
$3.37M ﹤0.01%
97,600
+400
+0.4% +$13.3K
PTF icon
2396
Invesco Dorsey Wright Technology Momentum ETF
PTF
$628M
$3.37M ﹤0.01%
291,393
+2,235
+0.8% +$26.4K
NZF icon
2397
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$3.37M ﹤0.01%
246,135
-72,412
-23% -$1.01M
GFY
2398
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$3.36M ﹤0.01%
196,868
+21,042
+12% +$362K
GWX icon
2399
State Street SPDR S&P International Small Cap ETF
GWX
$919M
$3.35M ﹤0.01%
102,625
+30,075
+41% +$1.04M
TEX icon
2400
CALL
Terex
TEX
$7.74B
$3.35M ﹤0.01%
105,600
+104,500
+9,500% +$3.82M
94 95
96
97 98

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.