UBS’s SPDR NUVEEN BARCLAYS CALIF MUN BD ETF CXA Stock Holding History

UBS’s Portfolio CXA Stock Details CXA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3.47M	Sell	146,130 -14,462	-9%	-$341K	﹤0.01%	2375
2014 Q2	$3.76M	Buy	160,592 +17,877	+13%	+$416K	﹤0.01%	2222
2014 Q1	$3.27M	Buy	142,715 +13,691	+11%	+$311K	﹤0.01%	2272
2013 Q4	$2.83M	Sell	129,024 -27,470	-18%	-$626K	﹤0.01%	2458
2013 Q3	$3.56M	Sell	156,494 -16,636	-10%	-$369K	﹤0.01%	2019
2013 Q2	$3.85M	Buy	+173,130	New	+$4.12M	﹤0.01%	1877

Other funds holding CXA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Whittier Trust South Pasadena, California $10.2B AUM 33.39% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PFA

Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS's CXA Position: Q3 2014 in Review

UBS reduced its SPDR NUVEEN BARCLAYS CALIF MUN BD ETF (CXA) stake by 9% in Q3 2014, selling an estimated $341K and leaving 146,130 shares worth $3.47M. The position accounts for ﹤0.01% of the portfolio, ranked #2375.

UBS first reported a position in CXA in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.85M in Q2 2013. 19 funds tracked by Wall St. Rank hold CXA as of Q3 2014.

UBS held 146,130 shares of SPDR NUVEEN BARCLAYS CALIF MUN BD ETF worth $3.47M as of Q3 2014.
UBS sold 14,462 SPDR NUVEEN BARCLAYS CALIF MUN BD ETF shares in Q3 2014, an estimated $341K.
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2375 holding.
UBS first reported a position in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in Q2 2013 and has held it in 6 quarters since.
UBS's SPDR NUVEEN BARCLAYS CALIF MUN BD ETF position peaked at $3.85M in Q2 2013.
19 funds tracked by Wall St. Rank held SPDR NUVEEN BARCLAYS CALIF MUN BD ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.