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CXA

SPDR NUVEEN BARCLAYS CALIF MUN BD ETF

Delisted

CXA was delisted on the 24th of August, 2016.

19 hedge funds and large institutions have $40.2M invested in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

8% more capital invested

Capital invested by funds: $37.2M → $40.2M (+$2.93M)

10% less funds holding

Funds holding: 2119 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
19
Holders Change
-2
Holders Change %
-9.52%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
11
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.3M +$379K +16,079 +2%
U
2
UBS
Switzerland
$3.47M -$341K -14,462 -9%
CS
3
Credit Suisse
Switzerland
$3.39M +$517K +21,904 +18%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.15M +$1M +42,520 +47%
WT
5
Whittier Trust
California
$2.32M
Citigroup
6
Citigroup
New York
$992K -$56.6K -2,398 -5%
Bank of America
7
Bank of America
North Carolina
$874K +$87K +3,688 +11%
PFA
8
Pure Financial Advisors
California
$695K +$207K +8,771 +43%
Wells Fargo
9
Wells Fargo
California
$620K +$336K +14,263 +121%
Jane Street
10
Jane Street
New York
$577K +$170K +7,228 +42%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$390K +$87K +3,690 +29%
LPL Financial
12
LPL Financial
California
$293K -$12K -508 -4%
BCI
13
Brinker Capital Investments
Pennsylvania
$275K +$1.84K +78 +0.7%
FAAS
14
First Allied Advisory Services
California
$266K +$13K +550 +5%
LG
15
Laidlaw Group
New York
$215K
SEIA
16
Signature Estate & Investment Advisors
California
$141K +$140K +5,943 New
AIG
17
American International Group
New York
$126K +$9.91K +420 +9%
EMA
18
Efficient Market Advisors
California
$71K
Barclays
19
Barclays
United Kingdom
$33K -$11.2K -473 -25%
MPWT
20
MassMutual Private Wealth & Trust
Connecticut
-$134K -5,725 Closed
BIT
21
BlackRock Institutional Trust
California
-$53K -2,266 Closed
PAS
22
Partnervest Advisory Services
California
-$2K -100 Closed

CXA Hedge Fund Activity: Q3 2014 in Review

19 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF (CXA) for Q3 2014, worth a combined $40.2M — up 7.9% from $37.2M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of CXA and 1 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 11 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1M. The largest seller was UBS, cutting an estimated $341K.

  • 19 institutional investors held SPDR NUVEEN BARCLAYS CALIF MUN BD ETF (CXA) as of Q3 2014, down from 21 in Q2 2014.
  • Funds reported $40.2M of SPDR NUVEEN BARCLAYS CALIF MUN BD ETF stock for Q3 2014, up 7.9% quarter-over-quarter.
  • 1 fund opened new SPDR NUVEEN BARCLAYS CALIF MUN BD ETF positions in Q3 2014 and 3 closed out, a net change of -2 holders.
  • The largest SPDR NUVEEN BARCLAYS CALIF MUN BD ETF buyer in Q3 2014 was Royal Bank of Canada, an estimated $1M added.
  • The largest SPDR NUVEEN BARCLAYS CALIF MUN BD ETF seller in Q3 2014 was UBS, an estimated $341K sold.

Based on aggregated 13F filings for Q3 2014.