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CXA

SPDR NUVEEN BARCLAYS CALIF MUN BD ETF

Delisted

CXA was delisted on the 24th of August, 2016.

26 hedge funds and large institutions have $48.1M invested in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

17% more capital invested

Capital invested by funds: $41.2M → $48.1M (+$6.93M)

8% more funds holding

Funds holding: 2426 (+2)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$16.9M +$5.9M +247,940 +54%
Morgan Stanley
2
Morgan Stanley
New York
$12.3M -$137K -5,771 -1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.5M +$1.39M +58,243 +45%
CS
4
Credit Suisse
Switzerland
$3.28M -$225K -9,465 -6%
UBS Group
5
UBS Group
Switzerland
$3.13M -$60.1K -2,527 -2%
Bank of America
6
Bank of America
North Carolina
$1.82M +$512K +21,506 +40%
WT
7
Whittier Trust
California
$1.8M
Wells Fargo
8
Wells Fargo
California
$1.2M -$235K -9,898 -17%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$431K
BCI
10
Brinker Capital Investments
Pennsylvania
$409K -$76.2K -3,203 -16%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$383K +$55.8K +2,347 +17%
LPL Financial
12
LPL Financial
California
$294K -$14.4K -607 -5%
ERIM
13
Eagle Ridge Investment Management
Connecticut
$255K +$253K +10,620 New
NSIM
14
North Star Investment Management
Illinois
$252K
Jane Street
15
Jane Street
New York
$219K +$217K +9,133 New
FAAS
16
First Allied Advisory Services
California
$210K +$207K +8,713 New
CC
17
Curian Capital
Colorado
$206K +$204K +8,576 New
SEIA
18
Signature Estate & Investment Advisors
California
$147K +$9.94K +418 +7%
GWM
19
Gupta Wealth Management
California
$96K
EMA
20
Efficient Market Advisors
California
$72K
AIG
21
American International Group
New York
$65K
TFA
22
Transamerica Financial Advisors
Florida
$53K -$371K -15,618 -88%
Citigroup
23
Citigroup
New York
$38K -$80.6K -3,387 -68%
MA
24
MUFG Americas
New York
$22K +$21.4K +900 New
AA
25
Apriem Advisors
California
$6K +$5.95K +250 New

CXA Hedge Fund Activity: Q3 2015 in Review

26 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF (CXA) for Q3 2015, worth a combined $48.1M — up 17% from $41.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new CXA positions and 2 closed out — a net gain of 4 holders — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $5.9M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $788K sold.

  • 26 institutional investors held SPDR NUVEEN BARCLAYS CALIF MUN BD ETF (CXA) as of Q3 2015, up from 24 in Q2 2015.
  • Funds reported $48.1M of SPDR NUVEEN BARCLAYS CALIF MUN BD ETF stock for Q3 2015, up 17% quarter-over-quarter.
  • 6 funds opened new SPDR NUVEEN BARCLAYS CALIF MUN BD ETF positions in Q3 2015 and 2 closed out, a net change of +4 holders.
  • The largest SPDR NUVEEN BARCLAYS CALIF MUN BD ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $5.9M added.
  • The largest SPDR NUVEEN BARCLAYS CALIF MUN BD ETF seller in Q3 2015 was Virtu KCG Holdings, an estimated $788K sold.

Based on aggregated 13F filings for Q3 2015.