CXA

SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA

Overview Fund Activity
Delisted

CXA was delisted on the 24th of August, 2016.

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26 hedge funds and large institutions have $48.1M invested in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
5
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$16.9M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.5M
3
Bank of America
3
Bank of America
North Carolina
$1.82M
4
ERIM
4
Eagle Ridge Investment Management
Connecticut
$255K
5
Jane Street
5
Jane Street
New York
$219K

Top Sellers

1
VKH
1
Virtu KCG Holdings
New York
$0
2
TFA
2
Transamerica Financial Advisors
Florida
$53K
3
Wells Fargo
3
Wells Fargo
California
$1.2M
4
CS
4
Credit Suisse
Switzerland
$3.28M
5
ACM
5
Avalon Capital Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CSIA
1
Charles Schwab Investment Advisory
California
$16.9M 704,408 +247,940 +54%
Morgan Stanley
2
Morgan Stanley
New York
$12.3M 511,221 -5,771 -1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.5M 187,433 +58,243 +45%
CS
4
Credit Suisse
Switzerland
$3.28M 136,654 -9,465 -6%
UBS Group
5
UBS Group
Switzerland
$3.13M 130,199 -2,527 -2%
Bank of America
6
Bank of America
North Carolina
$1.82M 75,886 +21,506 +40%
WT
7
Whittier Trust
California
$1.8M 74,892 – –
Wells Fargo
8
Wells Fargo
California
$1.2M 49,849 -9,898 -17%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$431K 17,921 – –
BCI
10
Brinker Capital Investments
Pennsylvania
$409K 17,004 -3,203 -16%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$383K 15,946 +2,347 +17%
LPL Financial
12
LPL Financial
California
$294K 12,262 -607 -5%
ERIM
13
Eagle Ridge Investment Management
Connecticut
$255K 10,620 +10,620 New
NSIM
14
North Star Investment Management
Illinois
$252K 10,500 – –
Jane Street
15
Jane Street
New York
$219K 9,133 +9,133 New
FAAS
16
First Allied Advisory Services
California
$210K 8,713 +8,713 New
CC
17
Curian Capital
Colorado
$206K 8,576 +8,576 New
SEIA
18
Signature Estate & Investment Advisors
California
$147K 6,136 +418 +7%
GWM
19
Gupta Wealth Management
California
$96K 4,000 – –
EMA
20
Efficient Market Advisors
California
$72K 3,000 – –
AIG
21
American International Group
New York
$65K 2,700 – –
TFA
22
Transamerica Financial Advisors
Florida
$53K 2,165 -15,618 -88%
Citigroup
23
Citigroup
New York
$38K 1,600 -3,387 -68%
MA
24
MUFG Americas
New York
$22K 900 +900 New
AA
25
Apriem Advisors
California
$6K 250 +250 New
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