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CXA

SPDR NUVEEN BARCLAYS CALIF MUN BD ETF

Delisted

CXA was delisted on the 24th of August, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Charles Schwab Investment Advisory
1
Charles Schwab Investment Advisory
California
– -$32.8M -1,291,968 Closed
Morgan Stanley
2
Morgan Stanley
New York
– -$16.9M -666,040 Closed
Banque Pictet & Cie
3
Banque Pictet & Cie
Switzerland
– -$3.82M -150,593 Closed
Pictet North America Advisors
4
Pictet North America Advisors
Switzerland
– -$3.82M -150,593 Closed
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
– -$3.59M -141,462 Closed
UBS Group
6
UBS Group
Switzerland
– -$3.37M -133,010 Closed
Bank of America
7
Bank of America
North Carolina
– -$2.81M -110,730 Closed
Whittier Trust
8
Whittier Trust
California
– -$1.88M -74,290 Closed
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
– -$922K -36,327 Closed
Wells Fargo
10
Wells Fargo
California
– -$840K -33,092 Closed
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
– -$660K -26,021 Closed
LPL Financial
12
LPL Financial
California
– -$569K -22,341 Closed
Brinker Capital Investments
13
Brinker Capital Investments
Pennsylvania
– -$431K -16,996 Closed
Gerber Kawasaki Wealth & Investment Management
14
Gerber Kawasaki Wealth & Investment Management
California
– -$324K -12,772 Closed
First Allied Advisory Services
15
First Allied Advisory Services
California
– -$282K -11,106 Closed
Eagle Ridge Investment Management
16
Eagle Ridge Investment Management
Connecticut
– -$275K -10,820 Closed
North Star Investment Management
17
North Star Investment Management
Illinois
– -$266K -10,500 Closed
PAS
18
Partnervest Advisory Services
California
– -$237K -9,336 Closed
Jane Street
19
Jane Street
New York
– -$235K -9,250 Closed
Citigroup
20
Citigroup
New York
– -$188K -7,400 Closed
Signature Estate & Investment Advisors
21
Signature Estate & Investment Advisors
California
– -$136K -5,342 Closed
IFP Advisors
22
IFP Advisors
Florida
– -$109K -4,289 Closed
Advisor Group
23
Advisor Group
Arizona
– -$91K -3,600 Closed
Creative Planning
24
Creative Planning
Kansas
– -$84K -3,308 Closed
MSI Financial Services
25
MSI Financial Services
Massachusetts
– -$61K -2,414 Closed