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CXA

SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA

Delisted

CXA was delisted on the 24th of August, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
– -$32.8M -1,291,968 Closed
Morgan Stanley
2
Morgan Stanley
New York
– -$16.9M -666,040 Closed
BPC
3
Banque Pictet & Cie
Switzerland
– -$3.82M -150,593 Closed
PNAA
4
Pictet North America Advisors
Switzerland
– -$3.82M -150,593 Closed
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
– -$3.59M -141,462 Closed
UBS Group
6
UBS Group
Switzerland
– -$3.37M -133,010 Closed
Bank of America
7
Bank of America
North Carolina
– -$2.81M -110,730 Closed
WT
8
Whittier Trust
California
– -$1.88M -74,290 Closed
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
– -$922K -36,327 Closed
Wells Fargo
10
Wells Fargo
California
– -$840K -33,092 Closed
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
– -$660K -26,021 Closed
LPL Financial
12
LPL Financial
California
– -$569K -22,341 Closed
BCI
13
Brinker Capital Investments
Pennsylvania
– -$431K -16,996 Closed
GKWIM
14
Gerber Kawasaki Wealth & Investment Management
California
– -$324K -12,772 Closed
FAAS
15
First Allied Advisory Services
California
– -$282K -11,106 Closed
ERIM
16
Eagle Ridge Investment Management
Connecticut
– -$275K -10,820 Closed
NSIM
17
North Star Investment Management
Illinois
– -$266K -10,500 Closed
PAS
18
Partnervest Advisory Services
California
– -$237K -9,336 Closed
Jane Street
19
Jane Street
New York
– -$235K -9,250 Closed
Citigroup
20
Citigroup
New York
– -$188K -7,400 Closed
SEIA
21
Signature Estate & Investment Advisors
California
– -$136K -5,342 Closed
IA
22
IFP Advisors
Florida
– -$109K -4,289 Closed
AG
23
Advisor Group
Arizona
– -$91K -3,600 Closed
Creative Planning
24
Creative Planning
Kansas
– -$84K -3,308 Closed
MFS
25
MSI Financial Services
Massachusetts
– -$61K -2,414 Closed
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