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CXA

SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA

Delisted

CXA was delisted on the 24th of August, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$22.4M +$5.25M +218,017 +31%
Morgan Stanley
2
Morgan Stanley
New York
$12.7M +$291K +12,084 +2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.51M -$39.3K -1,632 -0.9%
CS
4
Credit Suisse
Switzerland
$3.34M +$22.3K +928 +0.7%
UBS Group
5
UBS Group
Switzerland
$3.2M +$39.9K +1,655 +1%
Bank of America
6
Bank of America
North Carolina
$2.4M +$560K +23,250 +31%
WT
7
Whittier Trust
California
$1.82M – – –
Jane Street
8
Jane Street
New York
$1.48M +$1.25M +51,811 +567%
BPC
9
Banque Pictet & Cie
Switzerland
$1.26M +$1.25M +52,000 New
PNAA
10
Pictet North America Advisors
Switzerland
$1.26M +$1.25M +52,000 New
TFA
11
Transamerica Financial Advisors
Florida
$733K +$675K +28,037 +1,295%
LPL Financial
12
LPL Financial
California
$643K +$341K +14,166 +116%
Wells Fargo
13
Wells Fargo
California
$545K -$660K -27,396 -55%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$493K +$57.8K +2,400 +13%
BCI
15
Brinker Capital Investments
Pennsylvania
$427K +$14.1K +586 +3%
GKWIM
16
Gerber Kawasaki Wealth & Investment Management
California
$313K +$311K +12,907 New
NSIM
17
North Star Investment Management
Illinois
$255K – – –
ERIM
18
Eagle Ridge Investment Management
Connecticut
$241K -$16.9K -700 -7%
FAAS
19
First Allied Advisory Services
California
$240K +$27.1K +1,127 +13%
SEIA
20
Signature Estate & Investment Advisors
California
$153K +$4K +166 +3%
GWM
21
Gupta Wealth Management
California
$97K – – –
AIG
22
American International Group
New York
$87K +$21.7K +900 +33%
EMA
23
Efficient Market Advisors
California
$73K – – –
IA
24
IFP Advisors
Florida
$35K +$34.9K +1,450 New
Citigroup
25
Citigroup
New York
$27K -$12K -500 -31%
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